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CRD 283680
MILWAUKEE, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BAIRD FINANCIAL CORPORATION | Shareholder | E | yes | 12/1982 | May 19, 2016 | Mar 31, 2022 |
| BAIRD FINANCIAL GROUP, INC. | Shareholder | E | yes | 12/2020 | May 19, 2016 | Mar 31, 2022 |
| BCGF I (GENERAL PARTNER) LIMITED | GENERAL PARTNER | Na | yes | 01/2016 | Jun 2, 2016 | Mar 31, 2022 |
| PALMER, ANGELA, MARIE | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2016 | May 19, 2016 | Mar 31, 2022 |
| ROBERT W. BAIRD & CO. INCORPORATED | Shareholder | E | yes | 06/2016 | May 19, 2016 | Mar 31, 2022 |
| ROBERT W. BAIRD & CO. INCORPORATED | LIMITED PARTNER | E | yes | 06/2016 | May 19, 2016 | Mar 31, 2022 |
| BOOTH, STEVEN, GREGORY | INVESTMENT COMMITTEE MEMBER | Na | no | 01/2016 | May 19, 2016 | Mar 31, 2022 |
| PAN, GORDON, GEORGE | INVESTMENT COMMITTEE MEMBER | Na | no | 01/2016 | May 19, 2016 | Mar 31, 2022 |
| SCHULTZ, PAUL, LEE | CHIEF LEGAL OFFICER | Na | no | 01/2016 | May 19, 2016 | Mar 31, 2022 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | n/a | Mixed wealth | $394B | Y | no | Wi |
| BAIRD CAPITAL GLOBAL FUND MANAGEMENT II LLC | n/a | Former SEC adviser | $357M | Y | no | n/a |
| BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC | n/a | Asset manager | $252M | N | yes | n/a |
| BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC | n/a | Asset manager | $195M | N | yes | n/a |
| BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC | n/a | Asset manager | $81.7M | N | yes | n/a |
| BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC | n/a | Asset manager | $22.4M | N | yes | n/a |
| BAIRD VENTURE PARTNERS MANAGEMENT COMPANY I, L.L.C. | n/a | Former SEC adviser | $2.0M | N | yes | n/a |
| BAIRD CAPITAL PARTNERS MANAGEMENT COMPANY V, LLC | n/a | Former SEC adviser | $1.5M | N | yes | n/a |
| BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC | n/a | Asset manager | $1.3M | N | yes | n/a |
| BAIRD CAPITAL PARTNERS EUROPE LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BAIRD INSURANCE SERVICES, INC. | n/a | n/a | n/a | N | yes | n/a |
| BAIRD INVESTMENT ADVISORS CO. LTD. | n/a | n/a | n/a | N | yes | n/a |
| BAIRD PROPERTIES, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Chicago | IL | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2021 | Mar 31, 2022 | $322M | $322M | 16 | 1 | 1 | 3 | $299M |
| 2020 | Mar 31, 2021 | $443M | $443M | 15 | 1 | 1 | 3 | $411M |
| 2019 | Mar 23, 2020 | $312M | $312M | 18 | 1 | 1 | 3 | $290M |
| 2018 | Mar 25, 2019 | $312M | $312M | 17 | 1 | 1 | 3 | $290M |
| 2017 | Mar 21, 2018 | $299M | $299M | 16 | 1 | 1 | 3 | $277M |
| 2016 | Mar 14, 2017 | $283M | $283M | 19 | 3 | n/a | 2 | $260M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | $322M | $443M | -27.3% | $312M | 1.0% | 16 | 15 | 1 | 1 |