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RIA / WealthAdvisor16 years in industry

Sarah Ann Terrell

Advisor at SPC

ANN ARBOR, MI | Franklin, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:68f5e292-c2d6-2e74-168b-d2fbb61cc687

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Feb 8, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SPC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 1, 2010
First registration: Feb 8, 2022
Dual registered: no
IAPD individual key: 5755116

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Spc	Bd affiliated wealth	Jun 8, 2026	n/a	yes	Franklin, TN\|ANN ARBOR, MI	Current employment
WESTMINSTER FINANCIAL ADVISORY CORP	Independent wealth	Sep 17, 2025	Apr 27, 2026	no	Franklin, TN	Previous registration
LUKEN INVESTMENT ANALYTICS, LLC	Independent wealth	Jan 17, 2024	Jul 8, 2025	no	BRENTWOOD, TN	Previous registration
KRAFT ASSET MANAGEMENT, LLC	Former SEC adviser	Feb 8, 2022	Dec 11, 2023	no	NASHVILLE, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WESTMINSTER FINANCIAL ADVISORY CORP	Spc	Apr 27, 2026	Jun 8, 2026	42	Firm change	RIA to ibd
LUKEN INVESTMENT ANALYTICS, LLC	WESTMINSTER FINANCIAL ADVISORY CORP	Jul 8, 2025	Sep 17, 2025	71	Firm change	RIA to RIA
KRAFT ASSET MANAGEMENT, LLC	LUKEN INVESTMENT ANALYTICS, LLC	Dec 11, 2023	Jan 17, 2024	37	Firm change	RIA to RIA

Relationships

Registered with (4)

→ SPCRegistered adviserregistration: current employment
Jun 8, 2026 to presentfactForm ADV
→ WESTMINSTER FINANCIAL ADVISORY CORPRegistered adviserregistration: previous registration
Sep 17, 2025 to Apr 27, 2026factForm ADV
→ LUKEN INVESTMENT ANALYTICS, LLCRegistered adviserregistration: previous registration
Jan 17, 2024 to Jul 8, 2025factForm ADV
→ KRAFT ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 8, 2022 to Dec 11, 2023factForm ADV

Dated events

Occurred
Apr 27, 2026
Advisor changed firm
Sarah Ann Terrell left Westminster Financial Advisory Corp for Spc (registered 2026-06-08)
Form ADVobserved 6 days ago
Occurred
Jul 8, 2025
Advisor changed firm
Sarah Ann Terrell left Luken Investment Analytics, Llc for Westminster Financial Advisory Corp (registered 2025-09-17)
Form ADVobserved 6 days ago
Occurred
Dec 11, 2023
Advisor changed firm
Sarah Ann Terrell left Kraft Asset Management, Llc for Luken Investment Analytics, Llc (registered 2024-01-17)
Form ADVobserved 6 days ago