DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
0 y
since Jun 8, 2026
In the industry
16 y
since Jun 1, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Spc BD affiliated currentsince Jun 8, 2026 · Franklin, Tn
- Westminster Financial Advisory Corp independent RIASep 17, 2025 to Apr 27, 2026 · Franklin, Tn
- Luken Investment Analytics, LLC independent RIAJan 17, 2024 to Jul 8, 2025 · Brentwood, Tn
- Kraft Asset Management, LLC formerFeb 8, 2022 to Dec 11, 2023 · Nashville, Tn
Moves
a registration end followed by a registration begin elsewhere
- Westminster Financial Advisory Corp to Spcleft Apr 27, 2026, registered Jun 8, 2026 (42 days) · RIA to affiliated broker-dealer or bank
- Luken Investment Analytics, LLC to Westminster Financial Advisory Corpleft Jul 8, 2025, registered Sep 17, 2025 (71 days) · RIA to RIA
- Kraft Asset Management, LLC to Luken Investment Analytics, LLCleft Dec 11, 2023, registered Jan 17, 2024 (37 days) · RIA to RIA
Signals
- Sarah Ann Terrell left Westminster Financial Advisory Corp for Spc (registered 2026-06-08)Apr 27, 2026 · Advisor changed firm · fact
- Sarah Ann Terrell left Luken Investment Analytics, Llc for Westminster Financial Advisory Corp (registered 2025-09-17)Jul 8, 2025 · Advisor changed firm · fact
- Sarah Ann Terrell left Kraft Asset Management, Llc for Luken Investment Analytics, Llc (registered 2024-01-17)Dec 11, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address