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L•• J••••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

L•• J••••• K••••

Advisor at V••••••• C•••••• A•••••••• L••

Naples, FL | HUNT VALLEY, MD

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Search this name across graphsid dfx:ria:68fba9c2-3346-7b0a-883f-62e1584d7505

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 2
Observed: Feb 8, 1999 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

L•• J••••• K••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

L•• J••••• K••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••• C•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 25, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••• C•••••• A•••••••• L••	Independent wealth	Jun 26, 2017	n/a	yes	Naples, FL\|HUNT VALLEY, MD	Current employment
H•••••••• A•••••••• L••	Bd affiliated wealth	Feb 17, 2012	Jun 30, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• A•••••••• L••	V••••••• C•••••• A•••••••• L••	Jun 30, 2017	Jun 26, 2017	-4	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	H•••••••• A•••••••• L••	Feb 21, 2012

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
145323:288512:MD:2017-06-30	Jun 30, 2017	Jun 26, 2017	HUNT VALLEY, MD	Firm change

Relationships

Registered with (3)

→ V••••••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Jun 26, 2017 to presentfactForm ADV
→ H•••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 17, 2012 to Jun 30, 2017factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Feb 8, 1999 to Feb 21, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:68fba9c2-3346-7b0a-883f-62e1584d7505
First observed: Feb 8, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.