DFX Intelligence
Reading the graph
Reading the graph
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Advisor at G••••• A••••• A•••••••• L••
ORLANDO, FL | MERRILLVILLE, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G••••• A••••• A•••••••• L•• | Independent wealth | Jul 29, 2020 | n/a | yes | MERRILLVILLE, IN|ORLANDO, FL | Current employment |
| G•••• C•••••• M••••••••• L•• | Independent wealth | Mar 27, 2017 | Oct 1, 2020 | no | Merrillville, IN|AUSTIN, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G•••• C•••••• M••••••••• L•• | G••••• A••••• A•••••••• L•• | Oct 1, 2020 | Jul 29, 2020 | -64 | Firm change after gap | RIA to RIA |
| T•••• A•••••••• L•• | G•••• C•••••• M••••••••• L•• | Sep 11, 2017 | Mar 27, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 150054:300460:TX:2020-10-01 | Oct 1, 2020 | Jul 29, 2020 | AUSTIN, TX | Firm change after gap |
| T•••• A•••••••• L•• | Former SEC adviser | Dec 14, 2012 | Sep 11, 2017 | no | MERRILLVILLE, IN|MERRILLVILLE, IN|ATLANTA, GA | Previous registration |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Aug 18, 2010 | Dec 4, 2012 | no | CEDAR RAPIDS, IA|MOKENA, IL|MERRILLVILLE, IN | Previous registration |
| -168 |
| Firm change after gap |
| Other |
| V••• F•••••••• A•••••••• I••• | T•••• A•••••••• L•• | Dec 4, 2012 | Dec 14, 2012 | 10 | Firm change | Other |