RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• J• R•••••
- G••••• A••••• A•••••••• L•• independent RIA currentsince Jul 29, 2020 · Merrillville, In
- G•••• C•••••• M••••••••• L•• independent RIAMar 27, 2017 to Oct 1, 2020 · Merrillville, In
- T•••• A•••••••• L•• formerDec 14, 2012 to Sep 11, 2017 · Merrillville, In
- V••• F•••••••• A•••••••• I••• BD affiliatedAug 18, 2010 to Dec 4, 2012 · Cedar Rapids, Ia
- G•••• C•••••• M••••••••• L•• to G••••• A••••• A•••••••• L••left Oct 1, 2020, registered Jul 29, 2020 (-64 days) · RIA to RIA · moved with a team
- T•••• A•••••••• L•• to G•••• C•••••• M••••••••• L••left Sep 11, 2017, registered Mar 27, 2017 (-168 days) · Other
- V••• F•••••••• A•••••••• I••• to T•••• A•••••••• L••left Dec 4, 2012, registered Dec 14, 2012 (10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address