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CRD 157103
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Adelman, David, Isaac | MANAGING DIRECTOR AND GENERAL COUNSEL | Na | yes | 03/2021 | Mar 31, 2022 | Mar 27, 2024 |
| CENTRAL HUIJIN INVESTMENT LIMITED | Shareholder | C | yes | 08/2010 | Oct 17, 2017 | Mar 27, 2024 |
| CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED | Owner | E | yes | 02/2011 | Mar 31, 2023 | Mar 27, 2024 |
| CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | Owner | D | yes | 09/2017 | Oct 17, 2017 | Mar 27, 2024 |
| CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | Owner | E | yes | 08/2005 | Oct 17, 2017 | Mar 27, 2024 |
| CHINA INVESTMENT CORPORATION | Owner | E | yes | 01/2008 | Oct 17, 2017 | Mar 27, 2024 |
| Gafner, Odette | CHIEF COMPLIANCE OFFICER / HEAD OF COMPLIANCE | Na | yes | 03/2019 | Mar 30, 2020 | Mar 27, 2024 |
| HKSCC NOMINEES LIMITED | 39.42% OWNERSHIP COLLECTIVELY OWNED BY PUBLIC SHAREHOLDERS | C | yes | 02/2022 | Mar 27, 2024 | Mar 27, 2024 |
| KFA ONE HOLDINGS, LLC | Owner | C | yes | 09/2017 | Sep 4, 2018 | Mar 27, 2024 |
| KRANE, JONATHAN, ADAM | CHIEF EXECUTIVE OFFICER AND MANAGING MEMBER | B | yes | 03/2011 | Mar 29, 2012 | Mar 27, 2024 |
| KRANE, JONATHAN, ADAM | Shareholder | C | yes | 09/2017 | Mar 29, 2012 | Mar 27, 2024 |
| LO, KINFAI | CHIEF FINANCIAL OFFICER | Na | yes | 09/2019 | Mar 30, 2020 | Mar 27, 2024 |
| SHELON, JONATHAN, A | CHIEF OPERATING OFFICER | Na | yes | 08/2017 | Mar 29, 2018 | Mar 27, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CICC ALPHA INVESTMENT MANAGEMENT (USA), LLC | n/a | Asset manager | $175M | N | yes | n/a |
| KRANE CAPITAL MANAGEMENT, LLC | n/a | Asset manager | $48.4M | Y | yes | n/a |
| GOBE WEALTH MANAGEMENT, LLC | n/a | Former SEC adviser | $243,447 | Y | yes | n/a |
| CICC US SECURITIES, INC. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SAN FRANCISCO | CA | United States | 0 | no |
| London | n/a | United Kingdom | 0 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $12B | $12B | 50 | 12 | 1 | n/a | n/a |
| 2024 | Mar 31, 2025 | $7.9B | $7.9B | 50 | 13 | 2 | n/a | n/a |
| 2023 | Mar 27, 2024 | $8.7B | $8.7B | 47 | 11 | 2 | n/a | n/a |
| 2022 | Mar 31, 2023 | $10B | $10B | 51 | 13 | 1 | n/a | n/a |
| 2021 | Mar 31, 2022 | $13B | $13B | 45 | 9 | 1 | n/a | n/a |
| 2020 | Mar 31, 2021 | $6.5B | $6.5B | 39 | 8 | 1 | n/a | n/a |
| 2019 | Mar 30, 2020 | $3.0B | $3.0B | 33 | 5 | 1 | n/a | n/a |
| 2018 | Mar 27, 2019 | $2.0B | $2.0B | 25 | 5 | 1 | n/a | n/a |
| 2017 | Mar 29, 2018 | $1.6B | $1.6B | 15 | 3 | 1 | n/a | n/a |
| 2016 | Mar 31, 2017 | $325M | $325M | 8 | 4 | n/a | n/a | n/a |
| 2015 | Feb 29, 2016 | $230M | $230M | 8 | 4 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $157M | $157M | 5 | 2 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $24.8M | $24.8M | 4 | 1 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | n/a | n/a | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $12B | $7.9B | 45.6% | $10B | 4.2% | 50 | 50 | 0 | 2 |