DFX Intelligence

RIA Intelligence

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SEC-registered adviser

K•••• F•••• A•••••••• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 157103SEC 801-77589website IAPD

Latest filing Jul 24, 2026

First filing on the tape Mar 29, 2012 · 34 filings

SEC status approved since Feb 1, 2013

RAUM

$12B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

12 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

34 filings and snapshots on the tape

RAUM$12B as of Jul 24, 2026

Mar 31, 2014$24.8M then

HNW client RAUM$0 as of Mar 27, 2019

Mar 29, 2018$0 then

State-registered IARs (5.B.3)0 as of Jul 24, 2026

Mar 29, 20120 then

Employees (5.A)50 as of Jul 24, 2026

Mar 31, 20144 then

Private funds: no history

RAUM +46% over the last fiscal year+4.2% a year over threeIARs 0 to 0offices 2 to 0

Practice profile

derived from the filing of Jul 24, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $223MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +46%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisers, otherreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Investment companies$10B89%
Pooled investment vehicles$1.3B11%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 52reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=13.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

A••••••• D••••• I•••• · Managing Director And General Counselcontrol
since 03/2021 · owns less than 5%
G•••••• O••••• · Chief Compliance Officer / Head Of Compliancecontrol
since 03/2019 · owns less than 5%
K••••• J•••••••• A••• · Chief Executive Officer And Managing Membercontrol
since 03/2011 · owns 10% to 25%
L•• K••••• · Chief Financial Officercontrol
since 09/2019 · owns less than 5%
S•••••• J•••••••• A• · Chief Operating Officercontrol
since 08/2017 · owns less than 5%
K••••• J•••••••• A••• · Shareholdercontrol
since 09/2017 · owns 25% to 50% of K•• O•• H•••••••• L••

Entity owners

C•••• I••••••••• C•••••• C••••••••• •••• H•••••••• I••• · Owner
direct · owns 50% to 75%
K•• O•• H•••••••• L•• · Owner
direct · owns 25% to 50%
C•••••• H••••• I••••••••• L•••••• · Shareholder
indirect · owns 25% to 50% of C•••• I••••••••• C•••••• C••••••••• L••••••
C•••• I••••••••• C•••••• C••••••••• ••••••••• L•••••• · Owner
indirect · owns 75% or more of C•••• I••••••••• C•••••• C••••••••• •••• H•••••••• I•••
C•••• I••••••••• C•••••• C••••••••• L•••••• · Owner
indirect · owns 75% or more of C•••• I••••••••• C•••••• C••••••••• ••••••••• L••••••
C•••• I••••••••• C••••••••• · Owner
indirect · owns 75% or more of C•••••• H••••• I••••••••• L••••••
H•••• N••••••• L•••••• · 39.42% Ownership Collectively Owned By Public Shareholders
indirect · owns 25% to 50% of C•••• I••••••••• C•••••• C••••••••• L••••••

Related persons

Schedule D 7.A

C••• A•••• I••••••••• M••••••••• ••••• L••
investment adviserpooled vehicle sponsornRAUM $175M
C••• U• S••••••••• I•••
broker-dealern
G••• W••••• M••••••••• L••
investment adviseryRAUM $243,447
K•••• C•••••• M••••••••• L••
investment adviseryRAUM $48.4M

Advisers that list K•••• F•••• A•••••••• L•• as a related person

Offices

Schedule D 1.F, the 25 largest

London, United Kingdom
San Francisco, CA

ADV anomalies

1 against comparable advisers; where to look, not conclusions

affiliate changedChange between filings · filing Jul 24, 2026
broker-dealer affiliate (Item 7.A.1): yes on the filing of 2026-03-31, no on the filing of 2026-07-24
peers: asset managers, $5B to $20B (684)

How anomalies are measured

What changed

consecutive filings, newest first

Other offices · 1 to 0
Mar 31, 2026 to Jul 24, 2026
Related broker-dealer · true to false
Mar 31, 2026 to Jul 24, 2026
Accounts · 46 to 52
Mar 31, 2025 to Mar 31, 2026
Advisory employees · 13 to 12
Mar 31, 2025 to Mar 31, 2026
BD registered reps · 12 to 13
Mar 31, 2025 to Mar 31, 2026
Other offices · 2 to 1
Mar 31, 2025 to Mar 31, 2026
Discretionary RAUM · $7.9B to $12B
Mar 31, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $457M to $1.3B
Mar 31, 2025 to Mar 31, 2026
RAUM · $7.9B to $12B
Mar 31, 2025 to Mar 31, 2026
Accounts · 45 to 46
Mar 27, 2024 to Mar 31, 2025
Advisory employees · 11 to 13
Mar 27, 2024 to Mar 31, 2025
BD registered reps · 15 to 12
Mar 27, 2024 to Mar 31, 2025
Pooled vehicle clients · 9 to 6
Mar 27, 2024 to Mar 31, 2025
Employees · 47 to 50
Mar 27, 2024 to Mar 31, 2025
Insurance-licensed employees · 1 to 0
Mar 27, 2024 to Mar 31, 2025
Financial planning clients · unset to
Mar 27, 2024 to Mar 31, 2025
Discretionary RAUM · $8.7B to $7.9B
Mar 27, 2024 to Mar 31, 2025
Pooled vehicle RAUM · $463M to $457M
Mar 27, 2024 to Mar 31, 2025
RAUM · $8.7B to $7.9B
Mar 27, 2024 to Mar 31, 2025
Accounts · 46 to 45
Mar 31, 2023 to Mar 27, 2024
Advisory employees · 13 to 11
Mar 31, 2023 to Mar 27, 2024
BD registered reps · 14 to 15
Mar 31, 2023 to Mar 27, 2024
Pooled vehicle clients · 8 to 9
Mar 31, 2023 to Mar 27, 2024
Employees · 51 to 47
Mar 31, 2023 to Mar 27, 2024
Other offices · 1 to 2
Mar 31, 2023 to Mar 27, 2024
Discretionary RAUM · $10B to $8.7B
Mar 31, 2023 to Mar 27, 2024
Pooled vehicle RAUM · $507M to $463M
Mar 31, 2023 to Mar 27, 2024
RAUM · $10B to $8.7B
Mar 31, 2023 to Mar 27, 2024
Accounts · 40 to 46
Mar 31, 2022 to Mar 31, 2023
Advisory employees · 9 to 13
Mar 31, 2022 to Mar 31, 2023
BD registered reps · 13 to 14
Mar 31, 2022 to Mar 31, 2023
Pooled vehicle clients · 7 to 8
Mar 31, 2022 to Mar 31, 2023
Employees · 45 to 51
Mar 31, 2022 to Mar 31, 2023
Insurance-licensed employees · 0 to 1
Mar 31, 2022 to Mar 31, 2023
Discretionary RAUM · $13B to $10B
Mar 31, 2022 to Mar 31, 2023
Pooled vehicle RAUM · $808M to $507M
Mar 31, 2022 to Mar 31, 2023
RAUM · $13B to $10B
Mar 31, 2022 to Mar 31, 2023
Accounts · 28 to 40
Aug 27, 2021 to Mar 31, 2022
Advisory employees · 8 to 9
Aug 27, 2021 to Mar 31, 2022
Pooled vehicle clients · 5 to 7
Aug 27, 2021 to Mar 31, 2022

Signals

11 dated events

K•••• F•••• A•••••••• L•• reported RAUM $11.6B, up 46% from $7.9B (2025-03-31 to 2026-03-31)
Mar 31, 2026 · RAUM change · derived
K•••• F•••• A•••••••• L•• reported 0 state-registered advisory representatives, down from 13 (2021-08-27 to 2022-03-31)
Mar 31, 2022 · Advisor headcount change · derived
K•••• F•••• A•••••••• L•• reported RAUM $13.4B, up 105% from $6.5B (2021-08-27 to 2022-03-31)
Mar 31, 2022 · RAUM change · derived
I•••• D•••• A•••••• (Managing Director And General Counsel) appeared on Schedule A of K•••• F•••• A•••••••• L••
Mar 31, 2022 · Control person joined · fact
K•••• F•••• A•••••••• L•• reported RAUM $6.5B, up 119% from $3.0B (2020-03-30 to 2021-03-31)
Mar 31, 2021 · RAUM change · derived
K•••• F•••• A•••••••• L•• reported RAUM $3.0B, up 50% from $2.0B (2019-09-12 to 2020-03-30)
Mar 30, 2020 · RAUM change · derived
Alexis Jennifer Krane (Managing Director) no longer on Schedule A of K•••• F•••• A•••••••• L•• (listed 2019-09-12, absent 2020-03-30)
Mar 30, 2020 · Control person left · inference
Edward Brendan Ahern (Chief Investment Officer) no longer on Schedule A of K•••• F•••• A•••••••• L•• (listed 2019-09-12, absent 2020-03-30)
Mar 30, 2020 · Control person left · inference
K•••• F•••• A•••••••• L•• reported RAUM $2.0B, up 27% from $1.6B (2018-09-04 to 2019-03-27)
Mar 27, 2019 · RAUM change · derived
Max Lindenfeld (Chief Compliance Officer) no longer on Schedule A of K•••• F•••• A•••••••• L•• (listed 2018-09-04, absent 2019-03-27)
Mar 27, 2019 · Control person left · inference
K•••• F•••• A•••••• L•• filed its initial SEC registration (Form ADV)
Jan 22, 2013 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: kraneshares.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 212-933-0393reportedpublic record, Form ADV, Jul 24, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026