DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 288711
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CENTRAL HUIJIN INVESTMENT LIMITED | Owner | C | yes | 08/2010 | Jan 8, 2019 | Mar 27, 2024 |
| CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED | Owner | E | yes | 02/2011 | Mar 31, 2023 | Mar 27, 2024 |
| CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | Owner | D | yes | 09/2017 | Jan 8, 2019 | Mar 27, 2024 |
| CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | Owner | E | yes | 08/2005 | Jan 8, 2019 | Mar 27, 2024 |
| CHINA INVESTMENT CORPORATION | Owner | E | yes | 01/2008 | Jan 8, 2019 | Mar 27, 2024 |
| KFA ONE HOLDINGS, LLC | Owner | C | yes | 09/2017 | Mar 30, 2020 | Mar 27, 2024 |
| KRANE FUNDS ADVISORS, LLC | Owner | E | yes | 01/2019 | Mar 29, 2019 | Mar 27, 2024 |
| KRANE, JONATHAN, ADAM | Shareholder | C | yes | 09/2017 | Jan 18, 2018 | Mar 27, 2024 |
| KRANE, JONATHAN, ADAM | Ceo | Na | yes | 09/2017 | Jan 18, 2018 | Mar 27, 2024 |
| Adelman, David, Isaac | MANAGING DIRECTOR AND GENERAL COUNSEL | Na | no | 03/2021 | Mar 31, 2022 | Mar 27, 2024 |
| Gafner, Odette | CHIEF COMPLIANCE OFFICER / HEAD OF COMPLIANCE | Na | no | 03/2019 | Mar 29, 2019 | Mar 27, 2024 |
| HKSCC NOMINEES LIMITED | 39.42% OWNERSHIPCOLLECTIVELY OWNED BYPUBLIC SHAREHOLDERS | C | no | 02/2022 | Mar 27, 2024 | Mar 27, 2024 |
| LO, KINFAI | CHIEF FINANCIAL OFFICER | Na | no | 09/2019 | Mar 30, 2020 | Mar 27, 2024 |
| SHELON, JONATHAN, A | CHIEF OPERATING OFFICER | Na | no | 09/2017 | Mar 30, 2020 | Mar 27, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| KRANE FUNDS ADVISORS, LLC | n/a | Asset manager | $12B | Y | yes | n/a |
| CICC ALPHA INVESTMENT MANAGEMENT (USA), LLC | n/a | Asset manager | $175M | N | yes | n/a |
| KRANE CAPITAL MANAGEMENT, LLC | n/a | Asset manager | $48.4M | Y | yes | n/a |
| CICC US SECURITIES, INC. | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Mar 27, 2024 | $243,447 | $243,447 | 7 | 3 | 0 | n/a | n/a |
| 2022 | Mar 31, 2023 | $219,121 | $219,121 | 9 | 3 | 0 | n/a | n/a |
| 2021 | Mar 31, 2022 | $475,856 | $475,856 | 14 | 3 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | $632,340 | $632,340 | 14 | 3 | 0 | n/a | n/a |
| 2019 | Mar 30, 2020 | $135,044 | $135,044 | 11 | 3 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | $0 | $0 | 10 | 2 | 0 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $243,447 | $219,121 | 11.1% | $632,340 | -27.3% | 7 | 9 | 0 | 0 |