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Advisor at OPEN SOURCE INVESTMENTS, LLC
MANDEVILLE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OPEN SOURCE INVESTMENTS, LLC | Independent wealth | Mar 5, 2017 | n/a | yes | MANDEVILLE, LA | Current employment |
| EDELMAN FINANCIAL ENGINES | Independent wealth | Nov 30, 2016 | Mar 13, 2017 | no | SUNNYVALE, CA | Previous registration |
| FINANCIAL ENGINES ADVISOR CENTER, LLC | Former SEC adviser | Jul 30, 2015 | Nov 30, 2016 | no | METAIRIE, LA|OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | Jan 27, 2012 | Sep 3, 2015 | no | OVERLAND PARK, KS|METAIRIE, LA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 17, 2010 | Jan 20, 2012 | no | MANDEVILLE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDELMAN FINANCIAL ENGINES | OPEN SOURCE INVESTMENTS, LLC | Mar 13, 2017 | Mar 5, 2017 | -8 | Firm change | Other |
| FINANCIAL ENGINES ADVISOR CENTER, LLC | EDELMAN FINANCIAL ENGINES | Nov 30, 2016 | Nov 30, 2016 | 0 | Bulk transfer | Other |
| THE MUTUAL FUND STORE | FINANCIAL ENGINES ADVISOR CENTER, LLC | Sep 3, 2015 | Jul 30, 2015 | -35 | Channel change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | THE MUTUAL FUND STORE | Jan 20, 2012 | Jan 27, 2012 | 7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 104510:287501:CA:2017-03-13 | Mar 13, 2017 | Mar 5, 2017 | SUNNYVALE, CA | Firm change |
| 159151:109238:LA:2015-09-03 | Sep 3, 2015 | Jul 30, 2015 | METAIRIE, LA | Firm change after gap |