DFX Intelligence

R••• N•••••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

R••• N•••••••• R••••

Advisor at W•••• F•••• A•••••••

CHESAPEAKE, VA | BETHESDA, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6938f4dd-6f39-6fbe-7926-275b64630817

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jan 27, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Apr 9, 2026	n/a	yes	BETHESDA, MD\|CHESAPEAKE, VA	Current employment
E••• W••••• M••••••••• L•••••	Former SEC adviser	Mar 24, 2024	Jan 28, 2025	no	CHESAPEAKE, VA\|SOUTHERN SHORES, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• P••••••• I••••••••• A•••••••• L••	E••• W••••• M••••••••• L•••••	Apr 15, 2026	Mar 24, 2024	-752	Firm change after gap	Ibd to RIA
E••• W••••• M••••••••• L•••••	W•••• F•••• A•••••••	Jan 28, 2025	Apr 9, 2026

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:283004:VA:2024-03-15	Mar 15, 2024	Mar 15, 2024	CHESAPEAKE, VA	Firm change

Relationships

Registered with (5)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Apr 9, 2026 to presentfactForm ADV
→ S•••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 15, 2024 to Apr 15, 2026factForm ADV
→ E••• W••••• M••••••••• L•••••Registered adviserregistration: previous registration
Mar 24, 2024 to Jan 28, 2025factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

Occurred
Apr 15, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 28, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 15, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6938f4dd-6f39-6fbe-7926-275b64630817
First observed: Jan 27, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.