DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••• W••• C•••••• A•••••••
Legal name T••• W••• C•••••• A•••••••• L••
Latest filing Apr 2, 2026
First filing on the tape May 15, 2024 · 6 filings
SEC status approved since Jun 14, 2024
RAUM
$246M
reported, Item 5.F
Discretionary
68%
of RAUM
Private clients
100%
$246M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$123M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$246M as of Apr 2, 2026
Apr 14, 2025$208M then
HNW client RAUM$243M as of Apr 2, 2026
Apr 14, 2025$205M then
State-registered IARs (5.B.3)2 as of Apr 2, 2026
Apr 14, 20252 then
Employees (5.A)4 as of Apr 2, 2026
Apr 14, 20254 then
Private funds: no history
RAUM +18% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Apr 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $123MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 11derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $14.3MderivedHNW RAUM over HNW clients
- Average account
- $697,932derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 68%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -13%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $71.0M, 27 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$243M99%
- Individuals$2.7M1.1%
- Individual clients
- 4reported
- HNW clients
- 17reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 352reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $71.0M for 27 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••• M•••••• R••••• | Louisville, Co | Jul 9, 2024 | 22 y | 2 |
| J••••• M•••••• S••••••Certified Financial Planner | Louisville, Co | Dec 17, 2025 | 22 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••• M•••••• S•••••• from A••• C•••••• P•••••••• L••Dec 17, 2025 · RIA to RIA
- C•••• M•••••• R••••• from A••• C•••••• P•••••••• L••Jul 9, 2024 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from A••• C•••••• P•••••••• L••Jul 10, 2024 · Englewood, Co
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R•••••• C••••• M•••••• · Co-Founder And Managing Partnercontrolsince 04/2020 · owns 50% to 75%
- S••••••• J•••••• M•••••• · Co-Founder And Managing Partnercontrolsince 04/2020 · owns 50% to 75%
- A••••••••• A•••• J••• · Chief Compliance Officersince 10/2024 · owns less than 5%
Related persons
Schedule D 7.A
- C•••••••• C•••••• L••investment adviserpooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Louisville, Co · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 326 to 352Apr 14, 2025 to Mar 31, 2026
- HNW clients · 19 to 17Apr 14, 2025 to Mar 31, 2026
- Individual clients · 5 to 4Apr 14, 2025 to Mar 31, 2026
- Assets in custody · $54.9M to $71.0MApr 14, 2025 to Mar 31, 2026
- Discretionary RAUM · $129M to $166MApr 14, 2025 to Mar 31, 2026
- HNW RAUM · $205M to $243MApr 14, 2025 to Mar 31, 2026
- Individual RAUM · $3.5M to $2.7MApr 14, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $79.8M to $79.5MApr 14, 2025 to Mar 31, 2026
- RAUM · $208M to $246MApr 14, 2025 to Mar 31, 2026
- Accounts · 28 to 326Oct 28, 2024 to Apr 14, 2025
- HNW clients · 18 to 19Oct 28, 2024 to Apr 14, 2025
- Individual clients · 10 to 5Oct 28, 2024 to Apr 14, 2025
- Assets in custody · unset to 54897567.0Oct 28, 2024 to Apr 14, 2025
- Custody of client assets · false to trueOct 28, 2024 to Apr 14, 2025
- Financial planning clients · 0 to 0Oct 28, 2024 to Apr 14, 2025
- Discretionary RAUM · $16.9M to $129MOct 28, 2024 to Apr 14, 2025
- HNW RAUM · $148M to $205MOct 28, 2024 to Apr 14, 2025
- Individual RAUM · $49.4M to $3.5MOct 28, 2024 to Apr 14, 2025
- Non-discretionary RAUM · $181M to $79.8MOct 28, 2024 to Apr 14, 2025
- RAUM · $198M to $208MOct 28, 2024 to Apr 14, 2025
- Accounts · 0 to 28May 15, 2024 to Oct 11, 2024
- Charity clients · unset to 0.0May 15, 2024 to Oct 11, 2024
- Corporate clients · unset to 0.0May 15, 2024 to Oct 11, 2024
- HNW clients · unset to 18.0May 15, 2024 to Oct 11, 2024
- Individual clients · unset to 10.0May 15, 2024 to Oct 11, 2024
- Pension plan clients · unset to 0.0May 15, 2024 to Oct 11, 2024
- Pooled vehicle clients · unset to 0.0May 15, 2024 to Oct 11, 2024
- Discretionary RAUM · $0 to $16.9MMay 15, 2024 to Oct 11, 2024
- HNW RAUM · unset to 148161795.0May 15, 2024 to Oct 11, 2024
- Individual RAUM · unset to 49387200.0May 15, 2024 to Oct 11, 2024
- Non-discretionary RAUM · $0 to $181MMay 15, 2024 to Oct 11, 2024
- RAUM · $0 to $198MMay 15, 2024 to Oct 11, 2024
Signals
2 dated events
- 2 advisors left A••• C•••••• P•••••••• L•• (Englewood, CO) for T••• W••• C•••••• A••••••• on the same dayJul 10, 2024 · Team lift-out · derived
- T••• W••• C•••••• A••••••• filed its initial SEC registration (Form ADV)May 15, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 720-319-8517reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/toro-west-capital-advisors/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- t•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 720-319-8517reportedpublic record, Form ADV, Apr 2, 2026
- Contact form
- t•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $123Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026