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Advisor at ARENA PRIVATE WEALTH
Upper Arlington, OH | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARENA PRIVATE WEALTH | Independent wealth | Oct 25, 2024 | n/a | yes | CHICAGO, IL|Upper Arlington, OH | Current employment |
| OBJECTIVE CAPITAL MANAGEMENT, LLC | Independent wealth | May 5, 2021 | Dec 31, 2025 | no | FAIRLAWN, OH|CHICAGO, IL | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Jul 13, 2009 | May 6, 2021 | no | CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|REYNOLDBURG, OH|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|COLUMBUS, OH|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jul 28, 2005 | Sep 22, 2006 | no | COLUMBUS, OH|COLUMBUS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OBJECTIVE CAPITAL MANAGEMENT, LLC | ARENA PRIVATE WEALTH | Dec 31, 2025 | Oct 25, 2024 | -432 | Firm change after gap | Other |
| FIFTH THIRD SECURITIES, INC. | OBJECTIVE CAPITAL MANAGEMENT, LLC | May 6, 2021 | May 5, 2021 | -1 | Firm change | Ibd to RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | FIFTH THIRD SECURITIES, INC. | Sep 22, 2006 | Jul 13, 2009 | 1,025 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 628:156013:IL:2021-05-06 | May 6, 2021 | May 5, 2021 | CHICAGO, IL | Firm change |