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OCM P•••••• WEALTH, LLC, CRD 332302
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| M••••••• L••••••• S•••• | n/a | CHICAGO, IL | Pepper Pike, OH | 1 | 21 | 4 | no |
| J•••• A• T••• | Certified Financial Planner | CHICAGO, IL | 1 | 19 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| O•• P• P••••••• Q•• L•• | Venture Capital Fund | $24.4M | Aug 3, 2026 | 75 | Aug 3, 2026 | reported | 021-569863 |
| O•• P• L••••• Q•• L•• | P•••••• Equity Fund | $17.6M | Aug 3, 2026 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| S••••• M•••••••• L••••••• | Principal | C | yes | 08/2024 | Aug 14, 2024 | Nov 4, 2024 |
| T•••• J••••• A• | Principal | C | yes | 08/2024 | Aug 14, 2024 | Nov 4, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Naples | FL | United States | 5 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | P•••••• funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 3 | 0 | 3 | 0.0% | 0 | 0 | 0 | 7 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $405M | $147M | 175.2% | n/a | n/a | 8 | 5 | 7 | 4 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| O•••••••• C•••••• M••••••••• L•• | 3 | Dec 31, 2025 | Oct 25, 2024 | FAIRLAWN, OH | Team lift out | RIA to RIA | 42.9% |
| no |
| R••• S••••• W••• | Certified Financial Planner | Upper Arlington, OH | CHICAGO, IL | 1 | 21 | 3 | no |
| J••••• L•••••• | n/a | Shaker Heights, OH | CHICAGO, IL | 1 | 12 | 2 | no |
| E••• M•••••• K•••• | Chartered Financial Analyst | CHICAGO, IL | 0 | 11 | 1 | no |
| E••••• B••••• P•••••••• | n/a | Shaker Heights, OH | CHICAGO, IL | 0 | 10 | 3 | no |
| C•••••••• G••••• F••••••••• | Certified Financial Planner | CHICAGO, IL | 0 | 14 | 3 | no |
| 57 |
| Aug 3, 2026 |
| reported |
| 021-55927601 |
| O•• P• P••••••• L•• | Venture Capital Fund | $13.8M | Aug 3, 2026 | 99 | Aug 3, 2026 | reported | 021-569863 |
| O•• P•••••• W••••• A••••••••• O••••••••• F••• I• L••• | Other P•••••• Fund | $5.9M | Aug 3, 2026 | 15 | Aug 3, 2026 | reported | n/a |
| O•• P• L••••• L•• | P•••••• Equity Fund | $5.7M | Aug 3, 2026 | 52 | Aug 3, 2026 | reported | 021-559276 |
| O•• P•••••• W••••• A••••••••• O••••••••• O••••••• F••• I• L••• | Other P•••••• Fund | $5.7M | Aug 3, 2026 | 32 | Aug 3, 2026 | reported | n/a |
| A•• R•••••• L•• | P•••••• Equity Fund | $1.5M | Aug 3, 2026 | 14 | Aug 3, 2026 | reported | n/a |
| Principal |
| C |
| yes |
| 08/2024 |
| Aug 14, 2024 |
| Nov 4, 2024 |
| H••••• P••••••• D••••• | CHIEF COMPLIANCE OFFICER | Na | no | 08/2024 | Aug 14, 2024 | Nov 4, 2024 |
| $338M |
| $338M |
| 8 |
| 8 |
| 6 |
| 7 |
| n/a |
| 2024 | Feb 4, 2025 | $147M | $147M | 5 | 4 | 4 | 1 | n/a |