DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M••••• G••••• A••••••• I•••
WOODLAND HILLS, CA | DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• G••••• A••••••• I••• | Independent wealth | Mar 28, 2023 | n/a | yes | WOODLAND HILLS, CA|DENVER, CO | Current employment |
| S••• P•••••• W••••• G••••• L•• | Independent wealth | Mar 17, 2020 | Jun 7, 2022 | no | OAKBROOK TERRACE, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••• P•••••• W••••• G••••• L•• | M••••• G••••• A••••••• I••• | Jun 7, 2022 | Mar 28, 2023 | 294 | Firm change | RIA to RIA |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | S••• P•••••• W••••• G••••• L•• | Oct 5, 2020 | Mar 17, 2020 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:173399:IL:2020-10-05 | Oct 5, 2020 | Mar 17, 2020 | OAKBROOK TERRACE, IL | Firm change after gap |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Oct 24, 2019 | Oct 5, 2020 | no | OAKBROOK TERRACE, IL | Previous registration |
| F•••• T•••• S••••••••• I••• | Bd affiliated wealth | Mar 22, 2017 | Oct 18, 2019 | no | GLEN ELLYN, IL|WARRENVILLE, IL|WEST CHICAGO, IL|BLOOMINGDALE, IL|WHEATON, IL | Previous registration |
| B•• H••••• F•••••••• A•••••••• I•• | Former SEC adviser | Aug 1, 2012 | Mar 20, 2017 | no | CHICAGO, IL|INDEPENDENCE, MO | Previous registration |
| M•• F•••••••• A•••••••• I••• | Former SEC adviser | Apr 18, 2012 | Aug 1, 2012 | no | INDEPENDENCE, MO | Previous registration |
| M•• I••••••••• M••••••••• C•••• | Former SEC adviser | Mar 2, 2011 | Apr 19, 2012 | no | INDEPENDENCE, MO|MILWAUKEE, WI | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Apr 27, 2009 | Feb 2, 2011 | no | MISSION WOODS, KS | Previous registration |
| -202 |
| Firm change after gap |
| Ibd to RIA |
| F•••• T•••• S••••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Oct 18, 2019 | Oct 24, 2019 | 6 | Firm change | Ibd to ibd |
| B•• H••••• F•••••••• A•••••••• I•• | F•••• T•••• S••••••••• I••• | Mar 20, 2017 | Mar 22, 2017 | 2 | Firm change | Other |
| M•• F•••••••• A•••••••• I••• | B•• H••••• F•••••••• A•••••••• I•• | Aug 1, 2012 | Aug 1, 2012 | 0 | Channel change | Other |
| M•• I••••••••• M••••••••• C•••• | M•• F•••••••• A•••••••• I••• | Apr 19, 2012 | Apr 18, 2012 | -1 | Channel change | Other |
| W•••• F•••• A••••••• | M•• I••••••••• M••••••••• C•••• | Feb 2, 2011 | Mar 2, 2011 | 28 | Firm change | Other |