DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stewart E Schrader
Certified Financial Planner
Feed of 09/14/2026
Also filed as Stewart Earl Schrader
At current firm
3 y
since Mar 28, 2023
In the industry
26 y
since Aug 2, 2000 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Mercer Global Advisors Inc. independent RIA currentsince Mar 28, 2023 · Woodland Hills, Ca
- Sage Private Wealth Group, LLC independent RIAMar 17, 2020 to Jun 7, 2022 · Oakbrook Terrace, Il
- Raymond James Financial Services Advisors, Inc BD affiliatedOct 24, 2019 to Oct 5, 2020 · Oakbrook Terrace, Il
- Fifth Third Securities, Inc. BD affiliatedMar 22, 2017 to Oct 18, 2019 · Glen Ellyn, Il
- Bmo Harris Financial Advisors, Inc formerAug 1, 2012 to Mar 20, 2017 · Chicago, Il
- M&I Financial Advisors, Inc. formerApr 18, 2012 to Aug 1, 2012 · Independence, Mo
- M&I Investment Management Corp. formerMar 2, 2011 to Apr 19, 2012 · Independence, Mo
- Wells Fargo Advisors wirehouseApr 27, 2009 to Feb 2, 2011 · Mission Woods, Ks
Moves
a registration end followed by a registration begin elsewhere
- Sage Private Wealth Group, LLC to Mercer Global Advisors Inc.left Jun 7, 2022, registered Mar 28, 2023 (294 days) · RIA to RIA
- Raymond James Financial Services Advisors, Inc to Sage Private Wealth Group, LLCleft Oct 5, 2020, registered Mar 17, 2020 (-202 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Fifth Third Securities, Inc. to Raymond James Financial Services Advisors, Incleft Oct 18, 2019, registered Oct 24, 2019 (6 days) · Affiliated broker-dealer or bank to another
- Bmo Harris Financial Advisors, Inc to Fifth Third Securities, Inc.left Mar 20, 2017, registered Mar 22, 2017 (2 days) · Other
- M&I Financial Advisors, Inc. to Bmo Harris Financial Advisors, Incleft Aug 1, 2012, registered Aug 1, 2012 (0 days) · channel change inside one enterprise, not a move
- M&I Investment Management Corp. to M&I Financial Advisors, Inc.left Apr 19, 2012, registered Apr 18, 2012 (-1 days) · channel change inside one enterprise, not a move
- Wells Fargo Advisors to M&I Investment Management Corp.left Feb 2, 2011, registered Mar 2, 2011 (28 days) · Other
Signals
- Stewart E Schrader left Sage Private Wealth Group, Llc for Mercer Global Advisors Inc. (registered 2023-03-28)Jun 7, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address