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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

Robert Allan Wall

Advisor at CETERA INVESTMENT ADVISERS LLC

Hutchinson, KS | NORTH NEWTON, KS

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Search this name across graphsid dfx:ria:69de85a6-54fe-91c5-d705-1d835295c37c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jul 12, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 12, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 12, 2011
First registration: Jul 12, 1999
Dual registered: yes, broker-dealer
Other names: ROBERT A WALL
IAPD individual key: 3230141

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Feb 20, 2025	n/a	yes	Hutchinson, KS\|NORTH NEWTON, KS	Current employment
EVERENCE TRUST COMPANY	Former SEC adviser	Jan 3, 2012	Sep 30, 2019	no	HESSTON, KS\|GOSHEN, IN\|North Newton, KS	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Sep 16, 2011	Feb 20, 2025	no	HESSTON, KS\|HILLSBORO, KS\|North Newton, KS\|BIRMINGHAM, AL	Previous registration
MORGAN STANLEY DW INC.	n/a	May 18, 2004	Jun 6, 2005	no	WICHITA, KS	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	May 16, 2003	Jun 24, 2004	no	WICHITA, KS	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Aug 30, 2002	Mar 28, 2003	no	WICHITA, KS	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 12, 1999	Sep 4, 2002	no	WICHITA, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONCOURSE FINANCIAL GROUP ADVISORS	EVERENCE TRUST COMPANY	Feb 20, 2025	Jan 3, 2012	-4,797	Firm change after gap	Other
EVERENCE TRUST COMPANY	CETERA INVESTMENT ADVISERS LLC	Sep 30, 2019	Feb 20, 2025	1,970	Firm change after gap	RIA to ibd
MORGAN STANLEY DW INC.	CONCOURSE FINANCIAL GROUP ADVISORS	Jun 6, 2005	Sep 16, 2011	2,293	Firm change after gap	Other
CETERA ADVISOR NETWORKS LLC	MORGAN STANLEY DW INC.	Jun 24, 2004	May 18, 2004	-37	Firm change after gap	Other
A. G. EDWARDS & SONS, INC.	CETERA ADVISOR NETWORKS LLC	Mar 28, 2003	May 16, 2003	49	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	A. G. EDWARDS & SONS, INC.	Sep 4, 2002	Aug 30, 2002	-5	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
15708:113179:AL:2025-02-20	Feb 20, 2025	Jan 3, 2012	BIRMINGHAM, AL	Firm change after gap

Relationships

Registered with (7)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Feb 20, 2025 to presentfactForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Sep 16, 2011 to Feb 20, 2025factForm ADV
→ EVERENCE TRUST COMPANYRegistered adviserregistration: previous registration
Jan 3, 2012 to Sep 30, 2019factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
May 18, 2004 to Jun 6, 2005factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
May 16, 2003 to Jun 24, 2004factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Aug 30, 2002 to Mar 28, 2003factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 12, 1999 to Sep 4, 2002factForm ADV

Dated events

Occurred
Feb 20, 2025
Advisor changed firm
Robert Allan Wall left Concourse Financial Group Advisors for Everence Trust Company (registered 2012-01-03)
Form ADVobserved 5 days ago