RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• A•••• W•••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Feb 20, 2025 · Hutchinson, Ks
- E••••••• T•••• C•••••• formerJan 3, 2012 to Sep 30, 2019 · Hesston, Ks
- C•••••••• F•••••••• G•••• A••••••• formerSep 16, 2011 to Feb 20, 2025 · Hesston, Ks
- M••••• S•••••• D• I••• unclassifiedMay 18, 2004 to Jun 6, 2005 · Wichita, Ks
- C••••• A•••••• N••••••• L•• formerMay 16, 2003 to Jun 24, 2004 · Wichita, Ks
- A• G• E•••••• • S•••• I••• unclassifiedAug 30, 2002 to Mar 28, 2003 · Wichita, Ks
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 12, 1999 to Sep 4, 2002 · Wichita, Ks
- C•••••••• F•••••••• G•••• A••••••• to E••••••• T•••• C••••••left Feb 20, 2025, registered Jan 3, 2012 (-4797 days) · Other · moved with a team
- E••••••• T•••• C•••••• to C••••• I••••••••• A••••••• L••left Sep 30, 2019, registered Feb 20, 2025 (1970 days) · RIA to affiliated broker-dealer or bank
- M••••• S•••••• D• I••• to C•••••••• F•••••••• G•••• A•••••••left Jun 6, 2005, registered Sep 16, 2011 (2293 days) · Other
- C••••• A•••••• N••••••• L•• to M••••• S•••••• D• I•••left Jun 24, 2004, registered May 18, 2004 (-37 days) · Other
- A• G• E•••••• • S•••• I••• to C••••• A•••••• N••••••• L••left Mar 28, 2003, registered May 16, 2003 (49 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A• G• E•••••• • S•••• I•••left Sep 4, 2002, registered Aug 30, 2002 (-5 days) · Other
- R••••• A•••• W••• left C•••••••• F•••••••• G•••• A••••••• for E••••••• T•••• C•••••• (registered 2012-01-03)Feb 20, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address