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Advisor at INTEGRITY ALLIANCE, LLC
Austin, TX | Houston, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTEGRITY ALLIANCE, LLC | Bd affiliated wealth | Nov 3, 2025 | n/a | yes | Houston, TX|Austin, TX | Current employment |
| LION STREET ADVISORS, LLC | Former SEC adviser | Dec 5, 2024 | Nov 3, 2025 | no | Houston, TX|AUSTIN, TX | Previous registration |
| VERE ASSET MANAGEMENT, INC. | Former SEC adviser | Feb 18, 2014 | Feb 4, 2025 | no | COLLIERVILLE, TN | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jul 29, 2011 | Feb 7, 2014 | no | Houston, TX | Previous registration |
| HMB STONEBRIDGE, INC. | n/a | Aug 16, 2010 | May 25, 2011 | no | HOUSTON, TX | Previous registration |
| EAGLE STRATEGIES LLC | Bd affiliated wealth | Aug 2, 2006 | Aug 12, 2010 | no | HOUSTON, TX | Previous registration |
| BBVA COMPASS INVESTMENT SOLUTIONS, INC | n/a | Jun 12, 2002 | Aug 6, 2003 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LION STREET ADVISORS, LLC | INTEGRITY ALLIANCE, LLC | Nov 3, 2025 | Nov 3, 2025 | 0 | Bulk transfer | Ibd to ibd |
| VERE ASSET MANAGEMENT, INC. | LION STREET ADVISORS, LLC | Feb 4, 2025 | Dec 5, 2024 | -61 | Firm change after gap | Other |
| MML INVESTORS SERVICES, LLC | VERE ASSET MANAGEMENT, INC. | Feb 7, 2014 | Feb 18, 2014 | 11 | Firm change | Other |
| HMB STONEBRIDGE, INC. | MML INVESTORS SERVICES, LLC | May 25, 2011 | Jul 29, 2011 | 65 | Firm change | Other |
| EAGLE STRATEGIES LLC | HMB STONEBRIDGE, INC. | Aug 12, 2010 | Aug 16, 2010 | 4 | Firm change | Other |
| BBVA COMPASS INVESTMENT SOLUTIONS, INC | EAGLE STRATEGIES LLC | Aug 6, 2003 | Aug 2, 2006 | 1,092 | Firm change after gap | Other |