RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- I•••••••• A•••••••• L•• BD affiliated currentsince Nov 3, 2025 · Houston, Tx
- L••• S••••• A•••••••• L•• formerDec 5, 2024 to Nov 3, 2025 · Houston, Tx
- V••• A•••• M••••••••• I••• formerFeb 18, 2014 to Feb 4, 2025 · Collierville, Tn
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 29, 2011 to Feb 7, 2014 · Houston, Tx
- H•• S••••••••• I••• unclassifiedAug 16, 2010 to May 25, 2011 · Houston, Tx
- E•••• S••••••••• L•• BD affiliatedAug 2, 2006 to Aug 12, 2010 · Houston, Tx
- B••• C•••••• I••••••••• S••••••••• I•• unclassifiedJun 12, 2002 to Aug 6, 2003 · Houston, Tx
- L••• S••••• A•••••••• L•• to I•••••••• A•••••••• L••left Nov 3, 2025, registered Nov 3, 2025 (0 days) · corporate re-registration, not a move
- V••• A•••• M••••••••• I••• to L••• S••••• A•••••••• L••left Feb 4, 2025, registered Dec 5, 2024 (-61 days) · Other
- M•• I•••••••• S•••••••• L•• to V••• A•••• M••••••••• I•••left Feb 7, 2014, registered Feb 18, 2014 (11 days) · Other
- H•• S••••••••• I••• to M•• I•••••••• S•••••••• L••left May 25, 2011, registered Jul 29, 2011 (65 days) · Other
- E•••• S••••••••• L•• to H•• S••••••••• I•••left Aug 12, 2010, registered Aug 16, 2010 (4 days) · Other
- B••• C•••••• I••••••••• S••••••••• I•• to E•••• S••••••••• L••left Aug 6, 2003, registered Aug 2, 2006 (1092 days) · Other
- A••••• S••••• left V••• A•••• M••••••••• I••• for L••• S••••• A•••••••• L•• (registered 2024-12-05)Feb 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address