DFX Intelligence

J•••••• G•• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor38 years in industry

J•••••• G•• L••••••

Advisor at R••••• I••••••••• A•••••••• I••

WILMINGTON, DE | SARASOTA, FL

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Search this name across graphsid dfx:ria:69e54cf7-8138-163c-9a02-30fc754c0ab2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Oct 6, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• I••••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 9, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• I••••••••• A•••••••• I••	Bd affiliated wealth	Jan 5, 2026	n/a	yes	SARASOTA, FL\|WILMINGTON, DE	Current employment
I••••••••• A••••• I••••••••• M••••••••• L••	Bd affiliated wealth	Oct 31, 2022	Sep 30, 2024	no	Sarasota, FL\|ORLANDO, FL\|SARASOTA, FL\|Fort Myers, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A••••• I••••••••• M••••••••• L••	R••••• I••••••••• A•••••••• I••	Sep 30, 2024	Jan 5, 2026	462	Firm change after gap	Ibd to ibd
K••••• A•••••••• I•••	I••••••••• A••••• I••••••••• M••••••••• L••	Sep 30, 2022	Oct 31, 2022

Relationships

Registered with (7)

→ R••••• I••••••••• A•••••••• I••Registered adviserregistration: current employment
Jan 5, 2026 to presentfactForm ADV
→ I••••••••• A••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 31, 2022 to Sep 30, 2024factForm ADV
→ K••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 3, 2020 to Sep 30, 2022factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Sep 30, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 30, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:69e54cf7-8138-163c-9a02-30fc754c0ab2
First observed: Oct 6, 1999
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.