DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jeffrey Guy Labelle

Realta Investment Advisors, IncBD affiliatedWilmington, De IA-onlyIAPD 1547518

Feed of 09/15/2026

Also filed as Jeff Labelle

At current firm

0 y

since Jan 5, 2026

In the industry

38 y

since Oct 9, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Realta Investment Advisors, Inc BD affiliated current
since Jan 5, 2026 · Sarasota, Fl
International Assets Investment Management, LLC BD affiliated
Oct 31, 2022 to Sep 30, 2024 · Sarasota, Fl
Kovack Advisors, Inc. BD affiliated
Jan 3, 2020 to Sep 30, 2022 · Sarasota, Fl
LPL Financial LLC BD affiliated
Jul 25, 2018 to Dec 26, 2019 · Sarasota, Fl
First Allied Advisory Services, Inc. former
Sep 8, 2016 to Jul 27, 2018 · Sarasota, Fl
Transamerica Financial Advisors, LLC BD affiliated
Oct 13, 2003 to Aug 2, 2004 · Sarasota, Fl
Morgan Keegan & Company, LLC former
Oct 6, 1999 to May 17, 2002 · Sarasota, Fl

Moves

a registration end followed by a registration begin elsewhere

International Assets Investment Management, LLC to Realta Investment Advisors, Inc
left Sep 30, 2024, registered Jan 5, 2026 (462 days) · Affiliated broker-dealer or bank to another
Kovack Advisors, Inc. to International Assets Investment Management, LLC
left Sep 30, 2022, registered Oct 31, 2022 (31 days) · Affiliated broker-dealer or bank to another
LPL Financial LLC to Kovack Advisors, Inc.
left Dec 26, 2019, registered Jan 3, 2020 (8 days) · Affiliated broker-dealer or bank to another
First Allied Advisory Services, Inc. to LPL Financial LLC
left Jul 27, 2018, registered Jul 25, 2018 (-2 days) · Affiliated broker-dealer or bank to independent RIA
Transamerica Financial Advisors, LLC to First Allied Advisory Services, Inc.
left Aug 2, 2004, registered Sep 8, 2016 (4420 days) · Other
Morgan Keegan & Company, LLC to Transamerica Financial Advisors, LLC
left May 17, 2002, registered Oct 13, 2003 (514 days) · Other

Signals

Jeffrey Guy Labelle left International Assets Investment Management, Llc for Realta Investment Advisors, Inc (registered 2026-01-05)
Sep 30, 2024 · Advisor changed firm · fact
Jeffrey Guy Labelle left Kovack Advisors, Inc. for International Assets Investment Management, Llc (registered 2022-10-31)
Sep 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address