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Advisor at REDWING FINANCIAL
ST. CHARLES, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| REDWING FINANCIAL | State registered | Jan 31, 2018 | n/a | yes | ST. CHARLES, IL | Current employment |
| LIGHTHOUSE INSTITUTE | n/a | Feb 4, 2016 | Feb 2, 2018 | no | NORTH AURORA, IL | Previous registration |
| HIGHPOINT ADVISOR GROUP, LLC | Former SEC adviser | Jun 5, 2012 | Apr 1, 2016 | no | DOWNERS GROVE, IL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Mar 27, 2007 | Jul 15, 2011 | no | ST. CHARLES, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LIGHTHOUSE INSTITUTE | REDWING FINANCIAL | Feb 2, 2018 | Jan 31, 2018 | -2 | Firm change | Other |
| HIGHPOINT ADVISOR GROUP, LLC | LIGHTHOUSE INSTITUTE | Apr 1, 2016 | Feb 4, 2016 | -57 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | HIGHPOINT ADVISOR GROUP, LLC | Jul 15, 2011 | Jun 5, 2012 | 326 | Firm change | Ibd to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 282604:292377:IL:2018-02-02 | Feb 2, 2018 | Jan 31, 2018 | NORTH AURORA, IL | Firm change |
| 163768:282604:IL:2016-04-01 | Apr 1, 2016 | Feb 4, 2016 | DOWNERS GROVE, IL | Firm change after gap |