T••••• Y••••

Advisor at F•••• A••••••• N•••••••• L••

Hoffman Estates, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6a1e8677-3aeb-d226-51cb-07f61f28fb5d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• A••••••• N•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 29, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• A••••••• N•••••••• L••	Independent wealth	Dec 1, 2023	n/a	yes	Hoffman Estates, IL	Current employment
W•• B•••••••• S•••••••• I•••	Bd affiliated wealth	Feb 6, 2019	Dec 6, 2021	no	Rosemont, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•• B•••••••• S•••••••• I•••	F•••• A••••••• N•••••••• L••	Dec 6, 2021	Dec 1, 2023	725	Firm change after gap	Ibd to RIA
L•• F•••••••• L••	W•• B•••••••• S•••••••• I•••	Nov 7, 2018	Feb 6, 2019

Relationships

Registered with (6)

→ F•••• A••••••• N•••••••• L••Registered adviserregistration: current employment
Dec 1, 2023 to presentfactForm ADV
→ W•• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 6, 2019 to Dec 6, 2021factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 15, 2014 to Nov 7, 2018factForm ADV
→ F•••• T•••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a1e8677-3aeb-d226-51cb-07f61f28fb5d
First observed: Jan 3, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.