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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

JARED SPIVEY

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

ATLANTA, GA | Evans, GA

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Search this name across graphsid dfx:ria:6a36e7cb-244b-2edd-7a32-86d742bd652c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Aug 26, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 21, 2020
First registration: Aug 26, 2020
Dual registered: yes, broker-dealer
Other names: Jared Spivey|Jared Marshall Spivey
IAPD individual key: 7214363

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 21, 2026	n/a	yes	ATLANTA, GA\|Evans, GA\|Evans, GA	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jul 12, 2024	Feb 5, 2025	no	ST. AUGUSTINE, FL\|Evans, GA\|Evans, GA	Previous registration
FIRST COMMAND ADVISORY SERVICES	Bd affiliated wealth	Feb 21, 2023	Apr 15, 2024	no	FORT WORTH, TX\|Evans, GA	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	Apr 1, 2022	Jan 30, 2023	no	SANDY SPRINGS, GA\|SANDY SPRINGS, GA\|SAVANNAH, GA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 26, 2020	Sep 8, 2021	no	North Augusta, SC\|CHARLOTTE, NC\|NORTH AUGUSTA, SC\|Augusta, GA\|NEW YORK, NY\|NORTH AUGUSTA, SC\|WILMINGTON, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Feb 5, 2025	Jan 21, 2026	350	Firm change	Ibd to ibd
FIRST COMMAND ADVISORY SERVICES	MML INVESTORS SERVICES, LLC	Apr 15, 2024	Jul 12, 2024	88	Firm change	Ibd to ibd
ESI FINANCIAL ADVISORS	FIRST COMMAND ADVISORY SERVICES	Jan 30, 2023	Feb 21, 2023	22	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	ESI FINANCIAL ADVISORS	Sep 8, 2021	Apr 1, 2022	205	Firm change	Wirehouse to ibd

Relationships

Registered with (5)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jan 21, 2026 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Jul 12, 2024 to Feb 5, 2025factForm ADV
→ FIRST COMMAND ADVISORY SERVICESRegistered adviserregistration: previous registration
Feb 21, 2023 to Apr 15, 2024factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Apr 1, 2022 to Jan 30, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 26, 2020 to Sep 8, 2021factForm ADV

Dated events

Occurred
Feb 5, 2025
Advisor changed firm
Jared Spivey left Mml Investors Services, Llc for Ameriprise Financial Services, Llc (registered 2026-01-21)
Form ADVobserved 4 days ago
Occurred
Apr 15, 2024
Advisor changed firm
Jared Spivey left First Command Advisory Services for Mml Investors Services, Llc (registered 2024-07-12)
Form ADVobserved 4 days ago
Occurred
Jan 30, 2023
Advisor changed firm
Jared Spivey left Esi Financial Advisors for First Command Advisory Services (registered 2023-02-21)
Form ADVobserved 4 days ago