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Advisor at VOYA FINANCIAL ADVISORS, INC.
HOUSTON, TX | TACOMA, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Aug 27, 2014 | n/a | yes | TACOMA, WA|HOUSTON, TX | Current employment |
| NATIONWIDE INVESTMENT ADVISORS, LLC | Bd affiliated wealth | Oct 20, 2011 | Jul 21, 2014 | no | COLUMBUS, OH | Previous registration |
| EDWARD JONES | National bd RIA | Mar 8, 2010 | Sep 7, 2011 | no | GIG HARBOR, WA|GIG HARBOR, WA|ST LOUIS, MO | Previous registration |
| RUSSELL INVESTMENTS | Institutional manager | May 27, 2008 | Mar 8, 2010 | no | SEATTLE, WA | Previous registration |
| RUSSELL INVESTMENTS | Asset manager | Mar 14, 2006 | May 27, 2008 | no | SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NATIONWIDE INVESTMENT ADVISORS, LLC | VOYA FINANCIAL ADVISORS, INC. | Jul 21, 2014 | Aug 27, 2014 | 37 | Firm change | Other |
| EDWARD JONES | NATIONWIDE INVESTMENT ADVISORS, LLC | Sep 7, 2011 | Oct 20, 2011 | 43 | Firm change | Other |
| RUSSELL INVESTMENTS | EDWARD JONES | Mar 8, 2010 | Mar 8, 2010 | 0 | Firm change | Other |
| RUSSELL INVESTMENTS | RUSSELL INVESTMENTS | May 27, 2008 | May 27, 2008 | 0 | Channel change | Other |