This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

FEDERATED INVESTMENT COUNSELING

Current firm class

institutional managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Current registrations

4

Registered states

4

Exams

S66|S63

First exam

Jan 11, 2024

Dual registered

yes, broker-dealer

Other names

Joseph William Cacese|Joseph Cacese

IAPD individual key

7828535

Graph

RIA / Wealth Management

Canonical id

dfx:ria:6a4e08d4-34dd-b646-5b89-0750329a5f66

First observed

Sep 1, 2016

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.