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Former SEC-registered adviser

K•• C•••••• M••••••••• L••

Former SEC-registered adviserDelray Beach, FloridaCRD 288662SEC 801-111903IAPD
Latest filing Mar 29, 2021
First filing on the tape Sep 21, 2017 · 10 filings
RAUM
$275,000
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$288,000 gross assets
History
10 filings and snapshots on the tape
RAUM$275,000 as of Mar 29, 2021
Mar 13, 2018$325,000 then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 29, 2021
Mar 13, 20182 then
Employees (5.A)2 as of Mar 29, 2021
Mar 13, 20183 then
Private funds2 as of Mar 29, 2021
Mar 13, 20182 then
RAUM -35% over the last fiscal year-5.4% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Mar 29, 2021; every figure names its basis
RAUM per advisor
$137,500derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$91,667derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-35%derivedbetween the last two annual amendments
Advisor growth, one year
-33%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$175,00064%
  • Investment companies$100,00036%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourly, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
2 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
I•••• O••••••••• F•••• L•••Hedge Fund$288,0003Sep 21, 2017
T•• I•••• O••••••••• F•••• L•••Hedge Fund$01Mar 13, 2018
Owners and control persons
Schedule A and B, latest filing
  • B•••• K••••• A••• · Managing Member/Chief Compliance Officercontrol
    since 11/2016 · owns 25% to 50%
  • K•••••• B•••••• · Managing Membercontrol
    since 11/2016 · owns 25% to 50%
  • W•••• D•••••• I••••••• · Managing Membercontrol
    since 03/2017 · owns 75% or more of W• C•••••• I•••••••••
  • W••••••• P•••••••• E•••• · Member
    since 03/2017 · owns 5% to 10%
  • W•••••• G••••••••• R•••••• M••••••• · Member
    since 12/2017 · owns 5% to 10%
Entity owners
  • W• C•••••• I••••••••• L•• · Member
    direct · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Employees · 4 to 2
    Mar 30, 2020 to Mar 29, 2021
  • State-registered IARs · 3 to 2
    Mar 30, 2020 to Mar 29, 2021
  • Discretionary RAUM · $421,000 to $275,000
    Mar 30, 2020 to Mar 29, 2021
  • Pooled vehicle RAUM · $288,000 to $175,000
    Mar 30, 2020 to Mar 29, 2021
  • RAUM · $421,000 to $275,000
    Mar 30, 2020 to Mar 29, 2021
  • Advisory activities · 2 to 3
    Mar 27, 2019 to Mar 30, 2020
  • Discretionary RAUM · $372,000 to $421,000
    Mar 27, 2019 to Mar 30, 2020
  • RAUM · $372,000 to $421,000
    Mar 27, 2019 to Mar 30, 2020
  • BD registered reps · 1 to 0
    Aug 8, 2018 to Mar 27, 2019
  • Employees · 3 to 4
    Aug 8, 2018 to Mar 27, 2019
  • State-registered IARs · 2 to 3
    Aug 8, 2018 to Mar 27, 2019
  • Discretionary RAUM · $325,000 to $372,000
    Aug 8, 2018 to Mar 27, 2019
  • Pooled vehicle RAUM · $325,000 to $288,000
    Aug 8, 2018 to Mar 27, 2019
  • RAUM · $325,000 to $372,000
    Aug 8, 2018 to Mar 27, 2019
  • Accounts · 2 to 3
    Aug 2, 2018 to Aug 8, 2018
  • BD registered reps · 0 to 1
    Sep 29, 2017 to Mar 13, 2018
  • Pooled vehicle clients · unset to 2.0
    Sep 29, 2017 to Mar 13, 2018
  • Employees · 2 to 3
    Sep 29, 2017 to Mar 13, 2018
  • State-registered IARs · 0 to 2
    Sep 29, 2017 to Mar 13, 2018
  • Other offices · unset to 0.0
    Sep 29, 2017 to Mar 13, 2018
  • Private funds · 1 to 2
    Sep 29, 2017 to Mar 13, 2018
  • Discretionary RAUM · $125,000 to $325,000
    Sep 29, 2017 to Mar 13, 2018
  • Pooled vehicle RAUM · unset to 325000.0
    Sep 29, 2017 to Mar 13, 2018
  • RAUM · $125,000 to $325,000
    Sep 29, 2017 to Mar 13, 2018
Signals
1 dated events
  • K•• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
    Sep 21, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026