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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst19 years in industry

MATTHEW N WALLEN

Advisor at WEALTHCARE ADVISORY PARTNERS LLC

Fort Mill, SC | WEST CHESTER, PA

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Search this name across graphsid dfx:ria:6a5af0f5-3cb8-4d79-6d13-dc23ede30cbc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 17, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTHCARE ADVISORY PARTNERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S63
First exam: Apr 13, 2011
First registration: Oct 17, 2011
Dual registered: no
Other names: MATT WALLEN
IAPD individual key: 5376260

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTHCARE ADVISORY PARTNERS LLC	Bd affiliated wealth	Jun 30, 2026	n/a	yes	WEST CHESTER, PA\|Fort Mill, SC	Current employment
MARINER INDEPENDENT	Independent wealth	Jan 24, 2023	Jul 1, 2026	no	FORT MILL, SC\|VESTAL, NY	Previous registration
MARINER INDEPENDENT	Independent wealth	Mar 1, 2022	Oct 3, 2022	no	Vestal, NY	Previous registration
ADVICEPERIOD, LLC	Former SEC adviser	Aug 26, 2020	Mar 30, 2022	no	Vestal, NY\|LOS ANGELES, CA	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Oct 17, 2011	Jul 28, 2020	no	BINGHAMTON, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MARINER INDEPENDENT	WEALTHCARE ADVISORY PARTNERS LLC	Jul 1, 2026	Jun 30, 2026	-1	Firm change	RIA to ibd
ADVICEPERIOD, LLC	MARINER INDEPENDENT	Mar 30, 2022	Mar 1, 2022	-29	Bulk transfer	RIA to RIA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	ADVICEPERIOD, LLC	Jul 28, 2020	Aug 26, 2020	29	Firm change	Other

Relationships

Registered with (4)

→ WEALTHCARE ADVISORY PARTNERS LLCRegistered adviserregistration: current employment
Jun 30, 2026 to presentfactForm ADV
→ MARINER INDEPENDENTRegistered adviserregistration: previous registration
Jan 24, 2023 to Jul 1, 2026factForm ADV
→ ADVICEPERIOD, LLCRegistered adviserregistration: previous registration
Aug 26, 2020 to Mar 30, 2022factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Oct 17, 2011 to Jul 28, 2020factForm ADV

Dated events

Occurred
Jul 1, 2026
Advisor changed firm
Matthew N Wallen left Mariner Independent for Wealthcare Advisory Partners Llc (registered 2026-06-30)
Form ADVobserved 5 days ago