DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••••• W••• L••
Latest filing Feb 18, 2026
First filing on the tape Jan 30, 2012 · 21 filings
SEC status approved since Apr 18, 2003
RAUM
$572M
reported, Item 5.F
Discretionary
55%
of RAUM
Private clients
100%
$572M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$191M
derived; firm RAUM over IAPD count
Employees
8
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$572M as of Feb 18, 2026
Jan 30, 2012$352M then
HNW client RAUM$561M as of Feb 18, 2026
Mar 6, 2018$525M then
State-registered IARs (5.B.3)3 as of Feb 18, 2026
Jan 30, 20120 then
Employees (5.A)8 as of Feb 18, 2026
Feb 13, 20135 then
Private funds: no history
RAUM -1.7% over the last fiscal year-4.9% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Feb 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $191MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 20derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $14.4MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 55%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.7derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -34%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$561M98%
- Individuals$10.3M1.8%
- Individual clients
- 22reported
- HNW clients
- 39reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 554reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| L••••• W•••• A•••• | Athens, Ga | Jul 10, 2003 | 41 y | 2 |
| S•••••• E••••• H•••• | Memphis, Tn | Nov 21, 2012 | 22 y | 0 |
| S•••• A••• S•••• | Memphis, Tn | Dec 18, 2024 | 24 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S•••• A••• S•••• from A••••••• W••••• M••••••••• L••Dec 18, 2024 · Other
- L••••• W•••• A•••• from E•••• • Y•••• I••••••••• A••••••• L••Jul 10, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••• L•••••• W•••• · President, Cio, Chief Compliance Officercontrolsince 06/2003 · owns 50% to 75%
- S••••• S••••• A••• · Chief Financial Officercontrolsince 04/2003 · owns 50% to 75%
- H••••• S•••••• E• · Director Of Taxsince 02/2004 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Athens, Ga · principal | 2 | 0 | 0 | ||
| Memphis, Tn | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Memphis, TN2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Feb 18, 2026HNW RAUM per HNW client of $14,393,610 against a peer median of $3,134,900 (1404 comparable advisers, 98.0th percentile, 7.4 robust deviations)peers: independent wealth managers, $500M to $1B (1,404) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 570 to 554Feb 10, 2025 to Feb 18, 2026
- HNW clients · 75 to 39Feb 10, 2025 to Feb 18, 2026
- Individual clients · 17 to 22Feb 10, 2025 to Feb 18, 2026
- Discretionary RAUM · $330M to $312MFeb 10, 2025 to Feb 18, 2026
- HNW RAUM · $577M to $561MFeb 10, 2025 to Feb 18, 2026
- Individual RAUM · $4.1M to $10.3MFeb 10, 2025 to Feb 18, 2026
- Non-discretionary RAUM · $252M to $259MFeb 10, 2025 to Feb 18, 2026
- RAUM · $581M to $572MFeb 10, 2025 to Feb 18, 2026
- Accounts · 672 to 570Dec 18, 2024 to Feb 10, 2025
- HNW clients · 85 to 75Dec 18, 2024 to Feb 10, 2025
- Financial planning clients · 11-25 to 11-25Dec 18, 2024 to Feb 10, 2025
- Discretionary RAUM · $321M to $330MDec 18, 2024 to Feb 10, 2025
- HNW RAUM · $583M to $577MDec 18, 2024 to Feb 10, 2025
- Individual RAUM · $2.6M to $4.1MDec 18, 2024 to Feb 10, 2025
- Non-discretionary RAUM · $265M to $252MDec 18, 2024 to Feb 10, 2025
- RAUM · $585M to $581MDec 18, 2024 to Feb 10, 2025
- Accounts · 675 to 672Feb 13, 2023 to Feb 23, 2024
- HNW clients · 80 to 85Feb 13, 2023 to Feb 23, 2024
- Individual clients · 9 to 17Feb 13, 2023 to Feb 23, 2024
- Discretionary RAUM · $324M to $321MFeb 13, 2023 to Feb 23, 2024
- HNW RAUM · $662M to $583MFeb 13, 2023 to Feb 23, 2024
- Individual RAUM · $3.0M to $2.6MFeb 13, 2023 to Feb 23, 2024
- Non-discretionary RAUM · $341M to $265MFeb 13, 2023 to Feb 23, 2024
- RAUM · $665M to $585MFeb 13, 2023 to Feb 23, 2024
- Accounts · 795 to 675Dec 13, 2022 to Feb 13, 2023
- Advisory activities · 6 to 5Dec 13, 2022 to Feb 13, 2023
- HNW clients · 32 to 80Dec 13, 2022 to Feb 13, 2023
- Individual clients · 5 to 9Dec 13, 2022 to Feb 13, 2023
- Discretionary RAUM · $392M to $324MDec 13, 2022 to Feb 13, 2023
- HNW RAUM · $778M to $662MDec 13, 2022 to Feb 13, 2023
- Individual RAUM · $614,098 to $3.0MDec 13, 2022 to Feb 13, 2023
- Non-discretionary RAUM · $387M to $341MDec 13, 2022 to Feb 13, 2023
- RAUM · $779M to $665MDec 13, 2022 to Feb 13, 2023
- Accounts · 604 to 795Mar 1, 2021 to Feb 14, 2022
- Advisory activities · 5 to 6Mar 1, 2021 to Feb 14, 2022
- HNW clients · 53 to 32Mar 1, 2021 to Feb 14, 2022
- Individual clients · unset to 5.0Mar 1, 2021 to Feb 14, 2022
- Employees · 5 to 8Mar 1, 2021 to Feb 14, 2022
- State-registered IARs · 0 to 3Mar 1, 2021 to Feb 14, 2022
- Discretionary RAUM · $465M to $392MMar 1, 2021 to Feb 14, 2022
Signals
1 dated events
- F••••• W••• L•• reported RAUM $652.6M, up 27% from $512.9M (2019-07-08 to 2020-02-07)Feb 7, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- w••.f••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 404-961-1051reportedpublic record, Form ADV, Feb 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $191Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026