DFX Intelligence

G•••• J•••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

G•••• J•••• P•••••

Advisor at T• P•••••• C••••• W••••• L••

PORTLAND, ME | Marlton, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6a771233-0a78-c214-d41f-5acf64961d60

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 10, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T• P•••••• C••••• W••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 4, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T• P•••••• C••••• W••••• L••	Bd affiliated wealth	Jun 26, 2023	n/a	yes	PORTLAND, ME\|Marlton, NJ	Current employment
C••••••• S••••••••• I•••	Bd affiliated wealth	Jan 19, 2021	Jun 5, 2023	no	CONSHOHOCKEN, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• S••••••••• I•••	T• P•••••• C••••• W••••• L••	Jun 5, 2023	Jun 26, 2023	21	Firm change	Ibd to ibd
T• A••••••••• I•••	C••••••• S••••••••• I•••	Jan 11, 2021	Jan 19, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
7870:39550:PA:2021-01-11	Jan 11, 2021	Jan 19, 2021	RADNOR, PA	Firm change

Relationships

Registered with (6)

→ T• P•••••• C••••• W••••• L••Registered adviserregistration: current employment
Jun 26, 2023 to presentfactForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 19, 2021 to Jun 5, 2023factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Nov 27, 2013 to Jan 11, 2021factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

Occurred
Jun 5, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a771233-0a78-c214-d41f-5acf64961d60
First observed: Jun 10, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.