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Advisor at FOCUS ADVISOR SOLUTIONS, LLC
ST. LOUIS, MO | CLAYTON, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOCUS PARTNERS WEALTH, LLC | Independent wealth | Aug 16, 2024 | n/a | yes | CLAYTON, MO|ST. LOUIS, MO | Current employment |
| FOCUS ADVISOR SOLUTIONS, LLC | Independent wealth | Feb 27, 2023 | n/a | yes | ST. LOUIS, MO | Current employment |
| BUCKINGHAM STRATEGIC WEALTH, LLC | Former SEC adviser | Feb 27, 2023 | Jul 1, 2024 | no | ST LOUIS, MO | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 24, 2022 | Dec 16, 2022 | no | Lone Tree, CO|St. Louis, MO | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Aug 16, 2019 | Mar 7, 2022 | no | St Louis, MO | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Aug 16, 2019 | Mar 7, 2022 | no | ST LOUIS, MO|St. Louis, MO|ST. LOUIS, MO|Westlake, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BUCKINGHAM STRATEGIC WEALTH, LLC | FOCUS ADVISOR SOLUTIONS, LLC | Jul 1, 2024 | Feb 27, 2023 | -490 | Firm change after gap | RIA to RIA |
| CHARLES SCHWAB & CO., INC. | BUCKINGHAM STRATEGIC WEALTH, LLC | Dec 16, 2022 | Feb 27, 2023 | 73 | Firm change | Ibd to RIA |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | CHARLES SCHWAB & CO., INC. | Mar 7, 2022 | Jan 24, 2022 | -42 | Channel change | RIA to ibd |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Mar 7, 2022 | Aug 16, 2019 | -934 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 143323:143319:MO:2024-06-28 | Jul 1, 2024 | Feb 27, 2023 | ST LOUIS, MO | Firm change after gap |
| 7870:5393:TX:2022-03-07 | Mar 7, 2022 | Jan 24, 2022 | WESTLAKE, TX | Firm change after gap |