DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

X••• C•••

F•••• A•••••• S••••••••• L••independent RIASt. Louis, Mo IA-onlyIAPD 6619367

Feed of 09/15/2026

Also filed as Justin C•••

At current firm

3 y

since Feb 27, 2023

In the industry

10 y

since Mar 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• P••••••• W•••••• L•• independent RIA current
since Aug 16, 2024 · Clayton, Mo
F•••• A•••••• S••••••••• L•• independent RIA current
since Feb 27, 2023 · St. Louis, Mo
B••••••••• S•••••••• W•••••• L•• former
Feb 27, 2023 to Jul 1, 2024 · St Louis, Mo
C•••••• S••••• • C••• I••• national BD
Jan 24, 2022 to Dec 16, 2022 · Lone Tree, Co
T• A••••••••• I••••••••• M••••••••• L•• former
Aug 16, 2019 to Mar 7, 2022 · St Louis, Mo
T• A••••••••• I••• former
Aug 16, 2019 to Mar 7, 2022 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

B••••••••• S•••••••• W•••••• L•• to F•••• A•••••• S••••••••• L••
left Jul 1, 2024, registered Feb 27, 2023 (-490 days) · RIA to RIA · moved with a team
C•••••• S••••• • C••• I••• to B••••••••• S•••••••• W•••••• L••
left Dec 16, 2022, registered Feb 27, 2023 (73 days) · Affiliated broker-dealer or bank to independent RIA
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Mar 7, 2022, registered Jan 24, 2022 (-42 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Mar 7, 2022, registered Aug 16, 2019 (-934 days) · channel change inside one enterprise, not a move · moved with a team

Signals

X••• C••• left B••••••••• S•••••••• W•••••• L•• for F•••• A•••••• S••••••••• L•• (registered 2023-02-27)
Jul 1, 2024 · a•••••• firm change · fact
X••• C••• left C•••••• S••••• • C••• I••• for B••••••••• S•••••••• W•••••• L•• (registered 2023-02-27)
Dec 16, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address