DFX Intelligence

M••• A••••• Y••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

M••• A••••• Y••••

Advisor at E••••• W•••••• L••

Elsah, IL

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Search this name across graphsid dfx:ria:6aaae3d9-6347-9e31-b904-f9e9b83571be

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Oct 18, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 16, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• W•••••• L••	Independent wealth	Mar 16, 2020	n/a	yes	Elsah, IL	Current employment
S•••••• I••••••••• L••	Independent wealth	May 10, 2021	Jun 29, 2021	no	ST. LOUIS, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• I••••••••• L••	n/a	Jun 29, 2021	n/a	n/a	Departure no registered destination	Departure
S••••• I••••••••• M••••••••• L••	E••••• W•••••• L••	Apr 28, 2021	Mar 16, 2020	-408

Relationships

Registered with (5)

→ E••••• W•••••• L••Registered adviserregistration: previous registration
Mar 16, 2016 to Dec 31, 2019factForm ADV
→ S•••••• I••••••••• L••Registered adviserregistration: previous registration
May 10, 2021 to Jun 29, 2021factForm ADV
→ S••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 16, 2020 to Apr 28, 2021factForm ADV
→ J• P• T••••• • C•••••• C•••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6aaae3d9-6347-9e31-b904-f9e9b83571be
First observed: Oct 18, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.