DFX Intelligence

M•••• A••••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

M•••• A••••• T••••••

Advisor at N••• F•••••• I••••••••• S•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6aac30cb-8ca5-9b5c-fb7b-f0249baf063c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 7, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••• F•••••• I••••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 3, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••• F•••••• I••••••••• S•••••••• L••	Bd affiliated wealth	Jul 18, 2017	n/a	yes	TAMPA, FL\|Lutz, FL\|PENSACOLA, FL	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Sep 28, 2015	Jul 7, 2017	no	TAMPA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	N••• F•••••• I••••••••• S•••••••• L••	Jul 7, 2017	Jul 18, 2017	11	Firm change	Other
I••••••••• C•••••• O• A••••••• I•••	C••••• I••••••••• A••••••• L••	Sep 21, 2015	Sep 28, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
16443:105644:FL:2015-09-21	Sep 21, 2015	Sep 28, 2015	BRANDON, FL	Firm change

Relationships

Registered with (7)

→ N••• F•••••• I••••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 18, 2017 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Sep 28, 2015 to Jul 7, 2017factForm ADV
→ I••••••••• C•••••• O• A••••••• I•••Registered adviserregistration: previous registration
Jul 14, 2010 to Sep 21, 2015factForm ADV
→ C••• B•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6aac30cb-8ca5-9b5c-fb7b-f0249baf063c
First observed: Mar 7, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.