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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Jonathon K Hubbard

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6aba1b86-54af-3abd-fe83-912d0549f6df

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 23, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 22, 2013
First registration: Dec 23, 2013
Dual registered: yes, broker-dealer
Other names: Jay HUBBARD|JONATHON K HUBBARD|JONATHON KEVYN HUBBARD|Jay K Hubbard|Jonathon Hubbard
IAPD individual key: 5624033

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 9, 2021	n/a	yes	CHICAGO, IL\|Clover, SC\|Barrington, IL\|ORLAND PARK, IL\|DOWNERS GROVE, IL\|St Charles, IL	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 25, 2018	Oct 29, 2021	no	CHARLOTTE, NC\|NEW YORK, NY\|CHARLOTTE, NC	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Jun 15, 2017	Apr 19, 2018	no	Charlotte, NC\|ARLINGTON, VA	Previous registration
MORGAN STANLEY	Wirehouse	Dec 8, 2014	May 22, 2017	no	Bethesda, MD	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Dec 23, 2013	Dec 4, 2014	no	ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 29, 2021	Nov 9, 2021	11	Firm change	Wirehouse to ibd
E*TRADE CAPITAL MANAGEMENT, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 19, 2018	May 25, 2018	36	Firm change	RIA to wirehouse
MORGAN STANLEY	E*TRADE CAPITAL MANAGEMENT, LLC	May 22, 2017	Jun 15, 2017	24	Firm change	Other
WELLS FARGO ADVISORS	MORGAN STANLEY	Dec 4, 2014	Dec 8, 2014	4	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
42159:7691:VA:2018-04-19	Apr 19, 2018	May 25, 2018	ARLINGTON, VA	Firm change

Relationships

Registered with (5)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Nov 9, 2021 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 25, 2018 to Oct 29, 2021factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 15, 2017 to Apr 19, 2018factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Dec 8, 2014 to May 22, 2017factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 23, 2013 to Dec 4, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6aba1b86-54af-3abd-fe83-912d0549f6df
First observed: Dec 23, 2013
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Jonathon K Hubbard

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6aba1b86-54af-3abd-fe83-912d0549f6df

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:01 AM UTC and rebuilt at most every 15 minutes.