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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

DENNIS JOSEPH ROSADIO

Advisor at CITIZENS SECURITIES, INC.

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6ac61825-b11b-c39b-069c-efd38b49f789

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 16, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CITIZENS SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 8
Exams: S65|S63
First exam: Jul 1, 2005
First registration: Sep 16, 2009
Dual registered: yes, broker-dealer
Other names: DENNIS JOSEPH ROSADIO
IAPD individual key: 4193670

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Jun 23, 2021	n/a	yes	SOUDERTON, PA\|CONSHOHOCKEN, PA\|CHALFONT, PA\|BRODHEADSVILLE, PA\|QUAKERTOWN, PA\|LANSDALE, PA	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Oct 1, 2019	Jun 22, 2020	no	Allentown, PA	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 10, 2018	Oct 7, 2019	no	ALLENTOWN, PA	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Dec 6, 2012	Dec 19, 2016	no	SCRANTON, PA\|Hacketstown, NJ	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jun 23, 2011	Sep 17, 2012	no	WHITESTONE, NY\|Greenwich, CT\|New York, NY\|NEW YORK, NY\|Long Island City, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Sep 16, 2009	Jun 21, 2011	no	OAKLAND GARDENS, NY\|BAYSIDE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	CITIZENS SECURITIES, INC.	Jun 22, 2020	Jun 23, 2021	366	Firm change	Ibd to ibd
SECURIAN FINANCIAL SERVICES, INC.	COMMONWEALTH FINANCIAL NETWORK	Oct 7, 2019	Oct 1, 2019	-6	Firm change	Ibd to ibd
PRUCO SECURITIES, LLC	SECURIAN FINANCIAL SERVICES, INC.	Dec 19, 2016	Jul 10, 2018	568	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	PRUCO SECURITIES, LLC	Sep 17, 2012	Dec 6, 2012	80	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	CITIGROUP GLOBAL MARKETS INC.	Jun 21, 2011	Jun 23, 2011	2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
15296:8032:PA:2019-10-07	Oct 7, 2019	Oct 1, 2019	ALLENTOWN, PA	Firm change

Relationships

Registered with (6)

→ CITIZENS SECURITIES, INC.Registered adviserregistration: current employment
Jun 23, 2021 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Oct 1, 2019 to Jun 22, 2020factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 10, 2018 to Oct 7, 2019factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Dec 6, 2012 to Dec 19, 2016factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jun 23, 2011 to Sep 17, 2012factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Sep 16, 2009 to Jun 21, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ac61825-b11b-c39b-069c-efd38b49f789
First observed: Sep 16, 2009
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DENNIS JOSEPH ROSADIO

Advisor at CITIZENS SECURITIES, INC.

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6ac61825-b11b-c39b-069c-efd38b49f789

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.