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Registered advisor
D••••• J••••• R••••••
Feed of 09/15/2026
Also filed as D••••• J••••• R••••••
At current firm
5 y
since Jun 23, 2021
In the industry
21 y
since Jul 1, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
8
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• S••••••••• I••• BD affiliated currentsince Jun 23, 2021 · Souderton, Pa
- C••••••••• F•••••••• N•••••• national BDOct 1, 2019 to Jun 22, 2020 · Allentown, Pa
- S••••••• F•••••••• S•••••••• I••• formerJul 10, 2018 to Oct 7, 2019 · Allentown, Pa
- P•••• S••••••••• L•• no RAUMDec 6, 2012 to Dec 19, 2016 · Scranton, Pa
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 23, 2011 to Sep 17, 2012 · Whitestone, Ny
- C•••• I••••••••• S••••••• C•••• formerSep 16, 2009 to Jun 21, 2011 · Oakland Gardens, Ny
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to C••••••• S••••••••• I•••left Jun 22, 2020, registered Jun 23, 2021 (366 days) · Affiliated broker-dealer or bank to another
- S••••••• F•••••••• S•••••••• I••• to C••••••••• F•••••••• N••••••left Oct 7, 2019, registered Oct 1, 2019 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
- P•••• S••••••••• L•• to S••••••• F•••••••• S•••••••• I•••left Dec 19, 2016, registered Jul 10, 2018 (568 days) · Other
- C•••••••• G••••• M•••••• I••• to P•••• S••••••••• L••left Sep 17, 2012, registered Dec 6, 2012 (80 days) · Other
- C•••• I••••••••• S••••••• C•••• to C•••••••• G••••• M•••••• I•••left Jun 21, 2011, registered Jun 23, 2011 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address