DFX Intelligence
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Reading the graph
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Advisor at W•••• F•••• A•••••••
DOTHAN, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Jul 14, 2017 | n/a | yes | DOTHAN, AL | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Apr 9, 2007 | Jul 25, 2017 | no | DOTHAN, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | W•••• F•••• A••••••• | Jul 25, 2017 | Jul 14, 2017 | -11 | Firm change | Wirehouse to wirehouse |
| C••••••• W••••• M••••••••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Mar 2, 2007 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:19616:AL:2017-07-25 | Jul 25, 2017 | Jul 14, 2017 | DOTHAN, AL | Firm change |
| C••••••• W••••• M••••••••• | Mixed wealth | Oct 6, 2004 | Mar 2, 2007 | no | DOTHAN, AL | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Apr 1, 2004 | Oct 6, 2004 | no | DOTHAN, AL | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Dec 19, 2000 | Feb 21, 2003 | no | BIRMINGHAM, AL | Previous registration |
| 38 |
| Firm change |
| Other |
| W•••• F•••• A••••••• | C••••••• W••••• M••••••••• | Oct 6, 2004 | Oct 6, 2004 | 0 | Firm change | Other |
| C•••••••• G••••• M•••••• I••• | W•••• F•••• A••••••• | Feb 21, 2003 | Apr 1, 2004 | 405 | Firm change after gap | Other |