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R••• D•••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)20 years in industry

R••• D•••• M•••••••

Advisor at E•••••• A••••••• G••••• L••

GREENWOOD VILLAGE, CO | Land O Lakes, FL

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Search this name across graphsid dfx:ria:6b09c29e-0443-784e-40f7-a9ded01278b5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Mar 28, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 9, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Nov 16, 2023	n/a	yes	Land O Lakes, FL\|GREENWOOD VILLAGE, CO	Current employment
F••••• I•••••••••	Independent wealth	Jan 26, 2022	Oct 23, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• I•••••••••	E•••••• A••••••• G••••• L••	Oct 23, 2023	Nov 16, 2023	24	Firm change	RIA to ibd
T• A••••••••• I••••••••• M••••••••• L••	T• A••••••••• I•••	Jan 14, 2022

Relationships

Registered with (5)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Nov 16, 2023 to presentfactForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
Jan 26, 2022 to Oct 23, 2023factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 26, 2018 to Jan 14, 2022factForm ADV
→ T• A••••••••• I•••

Dated events

Occurred
Oct 23, 2023
Advisor changed firm
R••• D•••• M••••••• left F••••• I••••••••• for E•••••• A••••••• G••••• L•• (registered 2023-11-16)
Form ADVobserved 7 days ago
Occurred
Jan 14, 2022
Advisor changed firm
R••• D•••• M••••••• left T• A••••••••• I••• for F••••• I••••••••• (registered 2022-01-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b09c29e-0443-784e-40f7-a9ded01278b5
First observed: Mar 28, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.