DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••• D•••• M•••••••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co dual registrantIAPD 4999891

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Ryan Morrison

At current firm

2 y

since Nov 16, 2023

In the industry

20 y

since Jan 9, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Nov 16, 2023 · Land O Lakes, Fl
F••••• I••••••••• independent RIA
Jan 26, 2022 to Oct 23, 2023 · Plano, Tx
T• A••••••••• I••• former
Feb 28, 2018 to Jan 14, 2022 · Clearwater, Fl
T• A••••••••• I••••••••• M••••••••• L•• former
Feb 26, 2018 to Jan 14, 2022 · Omaha, Ne
S•••••••• I••••••••• M••••••••• former
Mar 28, 2017 to Feb 26, 2018 · Clearwater, Fl

Moves

a registration end followed by a registration begin elsewhere

F••••• I••••••••• to E•••••• A••••••• G••••• L••
left Oct 23, 2023, registered Nov 16, 2023 (24 days) · RIA to affiliated broker-dealer or bank
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Jan 14, 2022, registered Feb 28, 2018 (-1416 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to F••••• I•••••••••
left Jan 14, 2022, registered Jan 26, 2022 (12 days) · Other
S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••
left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move

Signals

R••• D•••• M••••••• left F••••• I••••••••• for E•••••• A••••••• G••••• L•• (registered 2023-11-16)
Oct 23, 2023 · Advisor changed firm · fact
R••• D•••• M••••••• left T• A••••••••• I••• for F••••• I••••••••• (registered 2022-01-26)
Jan 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address