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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

INVESTCORP INVESTMENT ADVISERS LIMITED

CRD 134430

MANAMA

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Search this name across graphsid dfx:ria:6b0abbb0-0ef8-5b05-0cff-4b7f35a2bc55

Data as of Jul 28, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 56
Dated events: 7
On other graphs: 2
Observed: Mar 30, 2012 to Jul 28, 2023
32 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Investcorp Investment Advisers Limited

Private equity manager · shared crd

Private Creditidentity

INVESTCORP INVESTMENT ADVISERS LIMITED

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $222MItem 5.F on the latest filing (2023-07-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $222M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 9
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 6
Individual clients: 0
High net worth clients: 0
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $24.9Mgross asset value as reported per fund; never fund size
Custody, client assets: $24.9M
SEC number: 801-64003
CRD: 134430
Filings on the tape: 32
First filed: Mar 30, 2012
Latest filed: Jul 28, 2023
Organised: Corporation

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 32

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
INVESTCORP WATERLOO MACRO FUND LIMITED	Hedge Fund	$336M	Oct 11, 2018	1	Mar 30, 2012	dropped	n/a
LYKAION IAM LTD	Hedge Fund	$332M	Aug 15, 2013	1	Mar 30, 2012	dropped	n/a
INVESTCORP ALT BETA MASTER FUND A LIMITED	Hedge Fund	$307M	Oct 11, 2018	3	Aug 21, 2015	dropped	n/a
PLAN ASSETS CO IAM LTD.	Hedge Fund	$199M	Sep 27, 2013	1	Mar 30, 2012	dropped	n/a
INVESTCORP DIVERSIFIED STRATEGIES FUND LIMITED	Hedge Fund	$177M	Aug 15, 2013	15	Mar 30, 2012	dropped	n/a
PUMA FUND-OF FUNDS LTD	Hedge Fund	$102M	Oct 11, 2018	3	Mar 29, 2012	dropped	021-198908
INVESTCORP TECHNOLOGY PARTNERS III (CAYMAN) LP	Private Equity Fund	$90.4M	Sep 30, 2019	96	Mar 30, 2012	dropped	n/a
INVESTCORP LEVERAGED DIVERSIFIED STRATEGIES FUND LIMITED SPC	Hedge Fund	$89.8M	May 18, 2012	14	Mar 30, 2012	dropped	n/a
INVESTCORP SPECIAL OPPORTUNITIES ITALIAN DISTRESSED LOAN FUND LIMITED	Hedge Fund	$83.6M	Apr 30, 2021	5	Mar 10, 2016	dropped	n/a
INVESTCORP STONEWORKS GLOBAL MACRO MASTER FUND LIMITED	Hedge Fund	$65.2M	Aug 15, 2013	9	Mar 30, 2012	dropped	021-122748
SSARIS MULTI-MANAGER ABSOLUTE RETURN FUND, LLC	Hedge Fund	$64.3M	Aug 31, 2017	11	Mar 31, 2014	dropped	021-58288
INVESTCORP BALANCED FUND LIMITED	Hedge Fund	$63.3M	Sep 27, 2013	6	Mar 30, 2012	dropped	021-135554
COUGAR LONG SHORT EQUITY FUND LTD	Hedge Fund	$61.3M	Aug 31, 2017	1	Mar 29, 2012	dropped	021-999999999
INVESTCORP BALLAST LONG/SHORT U.S. OPPORTUNITY MASTER FUND LIMITED	Hedge Fund	$51.3M	Aug 15, 2013	3	Mar 30, 2012	dropped	n/a
INVESTCORP AERWULF CREDIT OPPORTUNITIES MASTER FUND LIMITED	Hedge Fund	$42.9M	Sep 27, 2013	2	Jan 16, 2013	dropped	n/a
SSARIS MULTI-MANAGER ABSOLUTE RETURN FUND LTD.	Hedge Fund	$39.7M	Aug 31, 2017	9	Mar 31, 2014	dropped	021-999999999
INVESTCORP EMERGING ALPHA FUND SPC	Hedge Fund	$36.3M	Sep 30, 2019	1	Sep 27, 2013	dropped	n/a
INVESTCORP BALANCED STRATEGIES FUND LIMITED	Private Equity Fund	$31.9M	Sep 27, 2013	32	Mar 30, 2012	dropped	n/a
CATAMOUNT DIVERSIFIED MANAGERS FUND LTD	Hedge Fund	$26.9M	Aug 31, 2017	1	Mar 29, 2012	dropped	021-999999999
INVESTCORP UTA ZENITH VI L.P.	Private Equity Fund	$24.9M	Jul 28, 2023	4	Oct 27, 2020	reported	n/a
INVESTCORP ALT BETA MASTER FUND E LIMITED	Hedge Fund	$19.4M	Aug 31, 2017	1	Nov 19, 2015	dropped	n/a
INVESTCORP ALT BETA MASTER FUND B LIMITED	Hedge Fund	$19.4M	Oct 11, 2018	1	Nov 19, 2015	dropped	n/a
CATAMOUNT DIVERSIFIED MANAGERS FUND II LTD	Hedge Fund	$17.8M	Aug 31, 2017	1	Mar 29, 2012	dropped	021-999999999
INVESTCORP EMERGING MANAGERS OPPORTUNITY FUND LIMITED	Hedge Fund	$15.2M	May 18, 2012	3	Mar 30, 2012	dropped	n/a
INVESTCORP INTERLACHEN MULTI-STRATEGY MASTER FUND LIMITED	Hedge Fund	$13.3M	Sep 27, 2013	106	Mar 30, 2012	dropped	021-101512

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Al-Arrayed, Ayman	Director	Na	yes	11/2018	Sep 30, 2019	Jul 28, 2023
clinton, Dean	Director	Na	yes	08/2021	Sep 27, 2022	Jul 28, 2023
CP HOLDINGS LTD	Shareholder	D	yes	02/2005	Mar 30, 2012	Jul 28, 2023
Ebrahim, Ebrahim, H	Director	Na	yes	11/2018	Sep 30, 2019	Jul 28, 2023
EQUITY KAB LIMITED	Shareholder	E	yes	08/2021	Sep 27, 2022	Jul 28, 2023
IESIP HOLDINGS LTD	Shareholder	E	yes	12/2020	Apr 30, 2021	Jul 28, 2023
IESIP INVESTMENTS SPC LTD	Shareholder	D	yes	12/2020	Apr 30, 2021	Jul 28, 2023
INVESTCORP HOLDINGS LTD	Shareholder	E	yes	02/2005	Mar 30, 2012	Jul 28, 2023
INVESTCORP S.A.	Shareholder	E	yes	08/2021	Mar 30, 2012	Jul 28, 2023
MURPHY, BRIAN, JOSEPH	CHIEF COMPLIANCE OFFICER	Na	yes	02/2006	Mar 30, 2012	Jul 28, 2023
OWNERSHIP HOLDINGS LTD	Shareholder	D	yes	02/2005	Mar 30, 2012	Jul 28, 2023
RIZVI, ABBAS, MARGHOOB	Director	Na	yes	03/2013	Sep 27, 2013	Jul 28, 2023
SIPCO HOLDINGS LTD	Shareholder	E	yes	06/2023	Mar 30, 2012	Jul 28, 2023
SIPCO LTD	Shareholder	C	yes	02/2005	Mar 30, 2012	Jul 28, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 48

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
INVESTCORP CREDIT MANAGEMENT US LLC	n/a	Asset manager	$12B	N	yes	n/a
INVESTCORP INVESTMENT ADVISERS LLC	n/a	Asset manager	$5.5B	N	yes	n/a
INVESTCORP INVESTMENT SOLUTIONS LLC	n/a	Institutional manager	$2.8B	N	yes	n/a
INVESTCORP ABSOLUTE RETURN INVESTMENTS LLC	n/a	Other adviser	$1.1B	N	yes	n/a
CM INVESTMENT PARTNERS LLC	n/a	Asset manager	$444M	N	yes	n/a
INVESTCORP PRIVATE CREDIT ADVISER II LLC	n/a	Former SEC adviser	$0	N	yes	n/a
ICM NOMINEES HOLDING LIMITED	n/a	n/a	n/a	N	yes	n/a
ICM SENIOR LOAN FUND CORPORATION	n/a	n/a	n/a	N	yes	n/a
INVESTCORP (ABU DHABI) LIMITED	n/a	n/a	n/a	N	yes	n/a
INVESTCORP ASIA FINANCIAL SERVICES PRIVATE LIMITED	n/a	n/a	n/a	N	yes	n/a
INVESTCORP ASPEN FUND GP LIMITED	n/a	n/a	n/a	N	yes	n/a
INVESTCORP CREDIT MANAGEMENT EU LIMITED	n/a	n/a	n/a	N	yes	n/a
INVESTCORP EUROPEAN BUYOUT FUND 2019 GP, LP	n/a	n/a	n/a	N	yes	n/a
INVESTCORP EUROPEAN PRIVATE EQUITY FUND III GP LIMITED	n/a	n/a	n/a	N	yes	n/a
INVESTCORP EUROPEAN PRIVATE EQUITY FUND III GP S.A R.L.	n/a	n/a	n/a	N	yes	n/a
INVESTCORP FINANCIAL SERVICES B.S.C.	n/a	n/a	n/a	N	yes	n/a
INVESTCORP FORTUNE AS GP LIMITED	n/a	n/a	n/a	N	yes	n/a
INVESTCORP GULF INVESTMENTS BSC	n/a	n/a	n/a	N	yes	n/a
INVESTCORP INDIA ASSET MANAGERS PRIVATE LIMITED	n/a	n/a	n/a	N	yes	n/a
INVESTCORP INVESTMENTS LLC	n/a	n/a	n/a	N	yes	n/a
INVESTCORP MANAGEMENT HOLDINGS, L.P.	n/a	n/a	n/a	N	yes	n/a
INVESTCORP MANAGEMENT SERVICES LIMITED	n/a	n/a	n/a	N	yes	n/a
INVESTCORP NOMINEE HOLDER LIMITED	n/a	n/a	n/a	N	yes	n/a
INVESTCORP NORTH AMERICAN PRIVATE EQUITY FUND I GP S.A R.L.	n/a	n/a	n/a	N	yes	n/a
INVESTCORP NORTH AMERICAN PRIVATE EQUITY FUND I GP, L.P.	n/a	n/a	n/a	N	yes	n/a
INVESTCORP PRIVATE EQUITY 2007 FUND GP LP	n/a	n/a	n/a	N	yes	n/a
INVESTCORP SAUDI ARABIA FINANCIAL SERVICES CO.	n/a	n/a	n/a	N	yes	n/a
INVESTCORP SECURITIES LIMITED	n/a	n/a	n/a	N	yes	n/a
INVESTCORP STRATEGIC CAPITAL PARTNERS GP, L.P.	n/a	n/a	n/a	N	yes	n/a
INVESTCORP SUISSE AG	n/a	n/a	n/a	N	yes	n/a
INVESTCORP TECHNOLOGY FUND IV GP LIMITED PARTNERSHIP	n/a	n/a	n/a	N	yes	n/a
INVESTCORP TECHNOLOGY FUND V GP LIMITED PARTNERSHIP	n/a	n/a	n/a	N	yes	n/a
INVESTCORP TECHNOLOGY FUND V GP S.A R.L.	n/a	n/a	n/a	N	yes	n/a
INVESTCORP TECHNOLOGY SECONDARY FUND 2018 GP, LP	n/a	n/a	n/a	N	yes	n/a
INVESTCORP UTA ZENITH G.P.	n/a	n/a	n/a	N	yes	n/a
INVESTCORP UTA ZENITH II G.P.	n/a	n/a	n/a	N	yes	n/a
INVESTCORP UTA ZENITH III G.P.	n/a	n/a	n/a	N	yes	n/a
INVESTCORP UTA ZENITH IV G.P.	n/a	n/a	n/a	N	yes	n/a
INVESTCORP UTA ZENITH V G.P.	n/a	n/a	n/a	N	yes	n/a
INVESTCORP UTA ZENITH VI G.P.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Sep 27, 2022	$222M	$222M	9	9	0	1	$24.9M
2021	Sep 28, 2021	$193M	$193M	9	9	0	1	$6.2M
2020	Oct 28, 2020	$289M	$289M	11	11	0	2	$90.8M
2019	Sep 30, 2019	$1.5B	$1.5B	8	8	0	5	$386M
2018	Sep 27, 2018	$2.6B	$1.8B	18	11	0	9	$1.2B
2017	Sep 26, 2017	$2.1B	$2.1B	16	11	n/a	9	$1.2B
2016	Sep 27, 2016	$2.4B	$2.4B	30	30	n/a	15	$1.1B
2015	Sep 28, 2015	$3.1B	$3.1B	30	30	n/a	6	$1.4B
2014	Sep 29, 2014	$5.1B	$5.1B	34	27	n/a	6	$2.6B
2013	Sep 27, 2013	$7.1B	$7.1B	42	35	n/a	14	$4.1B
2012	Oct 1, 2012	$7.7B	$7.7B	n/a	n/a	n/a	16	$4.1B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$222M	$193M	14.7%	$1.5B	-46.8%	9	9	0	0

Relationships

Affiliated with (10)

← INVESTCORP INVESTMENT ADVISERS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ INVESTCORP INVESTMENT ADVISERS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ INVESTCORP CREDIT MANAGEMENT US LLCRegistered adviserother investment adviser, common control
factForm ADV
→ CM INVESTMENT PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ INVESTCORP ABSOLUTE RETURN INVESTMENTS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ INVESTCORP PRIVATE CREDIT ADVISER II LLCRegistered adviserother investment adviser, common control
factForm ADV
→ INVESTCORP INVESTMENT SOLUTIONS LLCRegistered adviserother investment adviser, common control
factForm ADV
← MARBLE POINT CREDIT MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
← INVESTCORP SECURITIES LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
← INVESTCORP PRIVATE CREDIT ADVISER II LLCRegistered adviserother investment adviser, bank, common control
factForm ADV

Advises (32)

→ INVESTCORP UTA ZENITH VI L.P.Private fundPrivate Equity Fund, IA
Oct 27, 2020 to presentfactForm ADV
→ INVESTCORP PRIVATE EQUITY 2007 FUND, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Dec 2, 2021factForm ADV
→ INVESTCORP SPECIAL OPPORTUNITIES ITALIAN DISTRESSED LOAN FUND LIMITEDPrivate fundHedge Fund, IA, no longer reported
Mar 10, 2016 to Apr 30, 2021factForm ADV
→ INVESTCORP TECHNOLOGY PARTNERS III (CAYMAN) LPPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Sep 30, 2019factForm ADV
→ INVESTCORP EMERGING ALPHA FUND SPCPrivate fundHedge Fund, IA, no longer reported
Sep 27, 2013 to Sep 30, 2019factForm ADV
→ CARDINAL IAM LLCPrivate fundHedge Fund, IA, no longer reported
Jan 16, 2013 to Sep 30, 2019factForm ADV
→ INVESTCORP WATERLOO MACRO FUND LIMITEDPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Oct 11, 2018factForm ADV
→ INVESTCORP ALT BETA MASTER FUND B LIMITEDPrivate fundHedge Fund, IA, no longer reported
Nov 19, 2015 to Oct 11, 2018factForm ADV
→ PUMA FUND-OF FUNDS LTDPrivate fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Oct 11, 2018factForm ADV
→ INVESTCORP ALT BETA MASTER FUND A LIMITEDPrivate fundHedge Fund, IA, no longer reported
Aug 21, 2015 to Oct 11, 2018factForm ADV
→ SSARIS MULTI-MANAGER ABSOLUTE RETURN FUND LTD.Private fundHedge Fund, IA, no longer reported
Mar 31, 2014 to Aug 31, 2017factForm ADV
→ SSARIS MULTI-MANAGER ABSOLUTE RETURN FUND, LLCPrivate fundHedge Fund, IA, no longer reported
Mar 31, 2014 to Aug 31, 2017factForm ADV
→ INVESTCORP ALT BETA MASTER FUND E LIMITEDPrivate fundHedge Fund, IA, no longer reported
Nov 19, 2015 to Aug 31, 2017factForm ADV
→ CATAMOUNT DIVERSIFIED MANAGERS FUND LTDPrivate fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Aug 31, 2017factForm ADV
→ CATAMOUNT DIVERSIFIED MANAGERS FUND II LTDPrivate fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Aug 31, 2017factForm ADV
→ COUGAR LONG SHORT EQUITY FUND LTDPrivate fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Aug 31, 2017factForm ADV
→ INVESTCORP EVENT DRIVEN HEDGE FUND LIMITED SPCPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Sep 29, 2014factForm ADV
→ BLUEBONNET IAM LIMITEDPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Sep 27, 2013factForm ADV
→ INVESTCORP BALANCED STRATEGIES FUND LIMITEDPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Sep 27, 2013factForm ADV
→ INVESTCORP INTERLACHEN MULTI-STRATEGY MASTER FUND LIMITEDPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Sep 27, 2013factForm ADV
→ INVESTCORP AERWULF CREDIT OPPORTUNITIES MASTER FUND LIMITEDPrivate fundHedge Fund, IA, no longer reported
Jan 16, 2013 to Sep 27, 2013factForm ADV
→ INVESTCORP SINGLE MANAGER FUNDS COMPANY LIMITED SPCPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Sep 27, 2013factForm ADV
→ PLAN ASSETS CO IAM LTD.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Sep 27, 2013factForm ADV
→ INVESTCORP BALANCED FUND LIMITEDPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Sep 27, 2013factForm ADV
→ INVESTCORP BALLAST LONG/SHORT U.S. OPPORTUNITY MASTER FUND LIMITEDPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Aug 15, 2013factForm ADV
→ INVESTCORP STONEWORKS GLOBAL MACRO MASTER FUND LIMITEDPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Aug 15, 2013factForm ADV
→ INVESTCORP DIVERSIFIED STRATEGIES FUND LIMITEDPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Aug 15, 2013factForm ADV
→ LYKAION IAM LTDPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Aug 15, 2013factForm ADV
→ INVESTCORP INDEX-LINKED PRODUCT (U.S. FEEDER), LLCPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Oct 1, 2012factForm ADV
→ INVESTCORP OPPORTUNISTIC INVESTMENTS OFFSHORE FUND LIMITEDPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to May 18, 2012factForm ADV
and 2 more

Controls (13)

← MURPHY, BRIAN, JOSEPHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← RIZVI, ABBAS, MARGHOOBOwnerDIRECTOR, ownership code NA, individual
Sep 27, 2013 to presentfactForm ADV
← Ebrahim, Ebrahim, HOwnerDIRECTOR, ownership code NA, individual
Sep 30, 2019 to presentfactForm ADV
← Al-Arrayed, AymanOwnerDIRECTOR, ownership code NA, individual
Sep 30, 2019 to presentfactForm ADV
← clinton, DeanOwnerDIRECTOR, ownership code NA, individual
Sep 27, 2022 to presentfactForm ADV
← CP HOLDINGS LTDOwnerSHAREHOLDER, ownership code D, foreign entity
Mar 30, 2012 to presentfactForm ADV
← EQUITY KAB LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Sep 27, 2022 to presentfactForm ADV
← IESIP HOLDINGS LTDOwnerSHAREHOLDER, ownership code E, foreign entity
Apr 30, 2021 to presentfactForm ADV
← IESIP INVESTMENTS SPC LTDOwnerSHAREHOLDER, ownership code D, foreign entity
Apr 30, 2021 to presentfactForm ADV
← INVESTCORP HOLDINGS LTDOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV
← INVESTCORP S.A.OwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV
← OWNERSHIP HOLDINGS LTDOwnerSHAREHOLDER, ownership code D, foreign entity
Mar 30, 2012 to presentfactForm ADV
← SIPCO HOLDINGS LTDOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV

Dated events

Occurred
Sep 27, 2022
Control person joined
Dean Clinton (Director) appeared on Schedule A of Investcorp Investment Advisers Limited
Form ADVobserved 4 days ago
Occurred
Sep 28, 2020
Regulatory AUM changed
Investcorp Investment Advisers Limited reported RAUM $289.1M, down 80% from $1.5B (2019-09-30 to 2020-09-28)
Form ADVobserved 4 days ago
$-1.2B
Occurred
Sep 28, 2020
Control person left
Mufeed Rajab (Director) no longer on Schedule A of Investcorp Investment Advisers Limited (listed 2019-09-30, absent 2020-09-28)
Form ADVobserved 4 days ago
Occurred
Sep 30, 2019
Regulatory AUM changed
Investcorp Investment Advisers Limited reported RAUM $1.5B, down 43% from $2.6B (2018-10-11 to 2019-09-30)
Form ADVobserved 4 days ago
$-1.1B
Occurred
Sep 30, 2019
Control person left
Harsh Shethia (Director) no longer on Schedule A of Investcorp Investment Advisers Limited (listed 2018-10-11, absent 2019-09-30)
Form ADVobserved 4 days ago
Occurred
Sep 30, 2019
Control person joined
H Ebrahim Ebrahim (Director) appeared on Schedule A of Investcorp Investment Advisers Limited
Form ADVobserved 4 days ago
Occurred
Sep 30, 2019
Control person joined
Ayman Al-Arrayed (Director) appeared on Schedule A of Investcorp Investment Advisers Limited
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b0abbb0-0ef8-5b05-0cff-4b7f35a2bc55
First observed: Mar 30, 2012
Last observed: Jul 28, 2023 38 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INVESTCORP INVESTMENT ADVISERS LIMITED

CRD 134430

MANAMA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6b0abbb0-0ef8-5b05-0cff-4b7f35a2bc55

Data as of Jul 28, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:46 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

INVESTCORP WATERLOO MACRO FUND LIMITED

Hedge Fund

$336M

Oct 11, 2018

Mar 30, 2012

dropped

n/a

LYKAION IAM LTD

Hedge Fund

$332M

Aug 15, 2013

Mar 30, 2012

dropped

n/a

INVESTCORP ALT BETA MASTER FUND A LIMITED

Hedge Fund

$307M

Oct 11, 2018

Aug 21, 2015

dropped

n/a

PLAN ASSETS CO IAM LTD.

Hedge Fund

$199M

Sep 27, 2013

Mar 30, 2012

dropped

n/a

INVESTCORP DIVERSIFIED STRATEGIES FUND LIMITED

Hedge Fund

$177M

Aug 15, 2013

Mar 30, 2012

dropped

n/a

PUMA FUND-OF FUNDS LTD

Hedge Fund

$102M

Oct 11, 2018

Mar 29, 2012

dropped

021-198908

INVESTCORP TECHNOLOGY PARTNERS III (CAYMAN) LP

Private Equity Fund

$90.4M

Sep 30, 2019

Mar 30, 2012

dropped

n/a

INVESTCORP LEVERAGED DIVERSIFIED STRATEGIES FUND LIMITED SPC

Hedge Fund

$89.8M

May 18, 2012

Mar 30, 2012

dropped

n/a

INVESTCORP SPECIAL OPPORTUNITIES ITALIAN DISTRESSED LOAN FUND LIMITED

Hedge Fund

$83.6M

Apr 30, 2021

Mar 10, 2016

dropped

n/a

INVESTCORP STONEWORKS GLOBAL MACRO MASTER FUND LIMITED

Hedge Fund

$65.2M

Aug 15, 2013

Mar 30, 2012

dropped

021-122748

SSARIS MULTI-MANAGER ABSOLUTE RETURN FUND, LLC

Hedge Fund

$64.3M

Aug 31, 2017

Mar 31, 2014

dropped

021-58288

INVESTCORP BALANCED FUND LIMITED

Hedge Fund

$63.3M

Sep 27, 2013

Mar 30, 2012

dropped

021-135554

COUGAR LONG SHORT EQUITY FUND LTD

Hedge Fund

$61.3M

Aug 31, 2017

Mar 29, 2012

dropped

021-999999999

INVESTCORP BALLAST LONG/SHORT U.S. OPPORTUNITY MASTER FUND LIMITED

Hedge Fund

$51.3M

Aug 15, 2013

Mar 30, 2012

dropped

n/a

INVESTCORP AERWULF CREDIT OPPORTUNITIES MASTER FUND LIMITED

Hedge Fund

$42.9M

Sep 27, 2013

Jan 16, 2013

dropped

n/a

SSARIS MULTI-MANAGER ABSOLUTE RETURN FUND LTD.

Hedge Fund

$39.7M

Aug 31, 2017

Mar 31, 2014

dropped

021-999999999

INVESTCORP EMERGING ALPHA FUND SPC

Hedge Fund

$36.3M

Sep 30, 2019

Sep 27, 2013

dropped

n/a

INVESTCORP BALANCED STRATEGIES FUND LIMITED

Private Equity Fund

$31.9M

Sep 27, 2013

Mar 30, 2012

dropped

n/a

CATAMOUNT DIVERSIFIED MANAGERS FUND LTD

Hedge Fund

$26.9M

Aug 31, 2017

Mar 29, 2012

dropped

021-999999999

INVESTCORP UTA ZENITH VI L.P.

Private Equity Fund

$24.9M

Jul 28, 2023

Oct 27, 2020

reported

n/a

INVESTCORP ALT BETA MASTER FUND E LIMITED

Hedge Fund

$19.4M

Aug 31, 2017

Nov 19, 2015

dropped

n/a

INVESTCORP ALT BETA MASTER FUND B LIMITED

Hedge Fund

$19.4M

Oct 11, 2018

Nov 19, 2015

dropped

n/a

CATAMOUNT DIVERSIFIED MANAGERS FUND II LTD

Hedge Fund

$17.8M

Aug 31, 2017

Mar 29, 2012

dropped

021-999999999

INVESTCORP EMERGING MANAGERS OPPORTUNITY FUND LIMITED

Hedge Fund

$15.2M

May 18, 2012

Mar 30, 2012

dropped

n/a

INVESTCORP INTERLACHEN MULTI-STRATEGY MASTER FUND LIMITED

Hedge Fund

$13.3M

Sep 27, 2013

106

Mar 30, 2012

dropped

021-101512

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Al-Arrayed, Ayman

Director

yes

11/2018

Sep 30, 2019

Jul 28, 2023

clinton, Dean

Director

yes

08/2021

Sep 27, 2022

Jul 28, 2023

CP HOLDINGS LTD

Shareholder

yes

02/2005

Mar 30, 2012

Jul 28, 2023

Ebrahim, Ebrahim, H

Director

yes

11/2018

Sep 30, 2019

Jul 28, 2023

EQUITY KAB LIMITED

Shareholder

yes

08/2021

Sep 27, 2022

Jul 28, 2023

IESIP HOLDINGS LTD

Shareholder

yes

12/2020

Apr 30, 2021

Jul 28, 2023

IESIP INVESTMENTS SPC LTD

Shareholder

yes

12/2020

Apr 30, 2021

Jul 28, 2023

INVESTCORP HOLDINGS LTD

Shareholder

yes

02/2005

Mar 30, 2012

Jul 28, 2023

INVESTCORP S.A.

Shareholder

yes

08/2021

Mar 30, 2012

Jul 28, 2023

MURPHY, BRIAN, JOSEPH

CHIEF COMPLIANCE OFFICER

yes

02/2006

Mar 30, 2012

Jul 28, 2023

OWNERSHIP HOLDINGS LTD

Shareholder

yes

02/2005

Mar 30, 2012

Jul 28, 2023

RIZVI, ABBAS, MARGHOOB

Director

yes

03/2013

Sep 27, 2013

Jul 28, 2023

SIPCO HOLDINGS LTD

Shareholder

yes

06/2023

Mar 30, 2012

Jul 28, 2023

SIPCO LTD

Shareholder

yes

02/2005

Mar 30, 2012

Jul 28, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

INVESTCORP CREDIT MANAGEMENT US LLC

n/a

Asset manager

$12B

yes

n/a

INVESTCORP INVESTMENT ADVISERS LLC

n/a

Asset manager

$5.5B

yes

n/a

INVESTCORP INVESTMENT SOLUTIONS LLC

n/a

Institutional manager

$2.8B

yes

n/a

INVESTCORP ABSOLUTE RETURN INVESTMENTS LLC

n/a

Other adviser

$1.1B

yes

n/a

CM INVESTMENT PARTNERS LLC

n/a

Asset manager

$444M

yes

n/a

INVESTCORP PRIVATE CREDIT ADVISER II LLC

n/a

Former SEC adviser

yes

n/a

ICM NOMINEES HOLDING LIMITED

n/a

yes

n/a

ICM SENIOR LOAN FUND CORPORATION

n/a

yes

n/a

INVESTCORP (ABU DHABI) LIMITED

n/a

yes

n/a

INVESTCORP ASIA FINANCIAL SERVICES PRIVATE LIMITED

n/a

yes

n/a

INVESTCORP ASPEN FUND GP LIMITED

n/a

yes

n/a

INVESTCORP CREDIT MANAGEMENT EU LIMITED

n/a

yes

n/a

INVESTCORP EUROPEAN BUYOUT FUND 2019 GP, LP

n/a

yes

n/a

INVESTCORP EUROPEAN PRIVATE EQUITY FUND III GP LIMITED

n/a

yes

n/a

INVESTCORP EUROPEAN PRIVATE EQUITY FUND III GP S.A R.L.

n/a

yes

n/a

INVESTCORP FINANCIAL SERVICES B.S.C.

n/a

yes

n/a

INVESTCORP FORTUNE AS GP LIMITED

n/a

yes

n/a

INVESTCORP GULF INVESTMENTS BSC

n/a

yes

n/a

INVESTCORP INDIA ASSET MANAGERS PRIVATE LIMITED

n/a

yes

n/a

INVESTCORP INVESTMENTS LLC

n/a

yes

n/a

INVESTCORP MANAGEMENT HOLDINGS, L.P.

n/a

yes

n/a

INVESTCORP MANAGEMENT SERVICES LIMITED

n/a

yes

n/a

INVESTCORP NOMINEE HOLDER LIMITED

n/a

yes

n/a

INVESTCORP NORTH AMERICAN PRIVATE EQUITY FUND I GP S.A R.L.

n/a

yes

n/a

INVESTCORP NORTH AMERICAN PRIVATE EQUITY FUND I GP, L.P.

n/a

yes

n/a

INVESTCORP PRIVATE EQUITY 2007 FUND GP LP

n/a

yes

n/a

INVESTCORP SAUDI ARABIA FINANCIAL SERVICES CO.

n/a

yes

n/a

INVESTCORP SECURITIES LIMITED

n/a

yes

n/a

INVESTCORP STRATEGIC CAPITAL PARTNERS GP, L.P.

n/a

yes

n/a

INVESTCORP SUISSE AG

n/a

yes

n/a

INVESTCORP TECHNOLOGY FUND IV GP LIMITED PARTNERSHIP

n/a

yes

n/a

INVESTCORP TECHNOLOGY FUND V GP LIMITED PARTNERSHIP

n/a

yes

n/a

INVESTCORP TECHNOLOGY FUND V GP S.A R.L.

n/a

yes

n/a

INVESTCORP TECHNOLOGY SECONDARY FUND 2018 GP, LP

n/a

yes

n/a

INVESTCORP UTA ZENITH G.P.

n/a

yes

n/a

INVESTCORP UTA ZENITH II G.P.

n/a

yes

n/a

INVESTCORP UTA ZENITH III G.P.

n/a

yes

n/a

INVESTCORP UTA ZENITH IV G.P.

n/a

yes

n/a

INVESTCORP UTA ZENITH V G.P.

n/a

yes

n/a

INVESTCORP UTA ZENITH VI G.P.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Sep 27, 2022

$222M

$24.9M

2021

Sep 28, 2021

$193M

$6.2M

2020

Oct 28, 2020

$289M

$90.8M

2019

Sep 30, 2019

$1.5B

$386M

2018

Sep 27, 2018

$2.6B

$1.8B

$1.2B

2017

Sep 26, 2017

$2.1B

n/a

$1.2B

2016

Sep 27, 2016

$2.4B

n/a

$1.1B

2015

Sep 28, 2015

$3.1B

n/a

$1.4B

2014

Sep 29, 2014

$5.1B

n/a

$2.6B

2013

Sep 27, 2013

$7.1B

n/a

$4.1B

2012

Oct 1, 2012

$7.7B

n/a

$4.1B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$222M

$193M

14.7%

$1.5B

-46.8%