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CRD 284749
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| MP CLO IX, LTD. | Securitized Asset Fund | $400M | May 1, 2017 | 2 | Mar 30, 2017 | dropped | n/a |
| MP CLO VI, LTD. | Securitized Asset Fund | $398M | Dec 17, 2018 | 6 | Mar 31, 2015 | dropped | n/a |
| ACAS CLO 2012-1 | Securitized Asset Fund | $223M | May 1, 2017 | 5 | Mar 27, 2013 | dropped | n/a |
| MARBLE POINT INVESTMENTS LP | Private Equity Fund | $171M | Dec 17, 2018 | 33 | Mar 30, 2017 | dropped | 021-274224 |
| STEAMBOAT BRAVO LTD. | Securitized Asset Fund | $33.9M | Jan 29, 2021 | 1 | Feb 28, 2020 | dropped | n/a |
| MP CLO V, LTD. | Securitized Asset Fund | $2.3M | Dec 17, 2018 | 3 | Sep 23, 2014 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CP HOLDINGS LIMITED | Shareholder | D | yes | 08/2005 | Feb 6, 2023 | Jul 27, 2023 |
| GEIS, COREY, SCOTT | DIRECTOR OF CAPITAL MARKETS AND HEAD TRADER | Na | yes | 01/2017 | Mar 30, 2017 | Jul 27, 2023 |
| IESIP HOLDINGS LTD. | Shareholder | E | yes | 12/2020 | Feb 6, 2023 | Jul 27, 2023 |
| IESIP INVESTMENTS SPC LTD. | Shareholder | D | yes | 12/2020 | Feb 6, 2023 | Jul 27, 2023 |
| INVESTCORP HOLDINGS LIMITED | Shareholder | E | yes | 08/2005 | Feb 6, 2023 | Jul 27, 2023 |
| INVESTCORP INTERNATIONAL HOLDINGS INC. | Shareholder | E | yes | 06/2023 | Feb 6, 2023 | Jul 27, 2023 |
| INVESTCORP S.A. | Shareholder | E | yes | 08/2005 | Feb 6, 2023 | Jul 27, 2023 |
| IVC CREDIT MANAGEMENT FINANCING, LLC | MANAGING MEMBER | E | yes | 06/2023 | Jun 29, 2023 | Jul 27, 2023 |
| OWNERSHIP HOLDINGS LIMITED | Shareholder | D | yes | 08/2005 | Feb 6, 2023 | Jul 27, 2023 |
| SHANDELL, THOMAS, HICKEN | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | Na | yes | 08/2016 | Aug 2, 2016 | Jul 27, 2023 |
| SIPCO HOLDINGS LIMITED | Shareholder | E | yes | 06/2023 | Jul 27, 2023 | Jul 27, 2023 |
| SIPCO LIMITED | Shareholder | C | yes | 08/2005 | Feb 6, 2023 | Jul 27, 2023 |
| SMITH, EDWARD, BUTTERWORTH | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL | Na | yes | 04/2021 | May 24, 2021 | Jul 27, 2023 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| INVESTCORP CREDIT MANAGEMENT US LLC | n/a | Asset manager | $12B | N | yes | n/a |
| INVESTCORP INVESTMENT ADVISERS LLC | n/a | Asset manager | $5.5B | N | yes | n/a |
| INVESTCORP INVESTMENT SOLUTIONS LLC | n/a | Institutional manager | $2.8B | N | yes | n/a |
| INVESTCORP ABSOLUTE RETURN INVESTMENTS LLC | n/a | Other adviser | $1.1B | N | yes | n/a |
| CM INVESTMENT PARTNERS LLC | n/a | Asset manager | $444M | N | yes | n/a |
| INVESTCORP SECURITIES LIMITED | n/a | Former SEC adviser | $255M | N | yes | n/a |
| INVESTCORP INVESTMENT ADVISERS LIMITED | n/a | Former SEC adviser | $222M | N | yes | n/a |
| INVESTCORP PRIVATE CREDIT ADVISER II LLC | n/a | Former SEC adviser | $0 | N | yes | n/a |
| ICM NOMINEES HOLDINGS LIMITED | n/a | n/a | n/a | N | yes | n/a |
| ICM SENIOR LOAN FUND CORPORATION | n/a | n/a | n/a | Y | no | n/a |
| INVESTCORP (ABU DHABI) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP ASIA FINANCIAL SERVICES PRIVATE LIMITED | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP ASPEN FUND GP LIMITED | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP CREDIT MANAGEMENT EU LIMITED | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP EUROPEAN BUYOUT FUND 2019 GP, LP | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP EUROPEAN PRIVATE EQUITY FUND III GP LIMITED | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP EUROPEAN PRIVATE EQUITY FUND III GP S.A.R.L. | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP FINANCIAL SERVICES B.S.C.(C) | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP FORTUNE AS GP LIMITED | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP FUND MANAGEMENT SERVICES LIMITED | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP GULF INVESTMENTS B.S.C.(C) | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP INDIA ASSET MANAGERS PRIVATE LIMITED | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP INVESTMENT MANAGERS INDIA LLP | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP INVESTMENTS LLC | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP JAPAN, LLC | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP MANAGEMENT HOLDINGS, L.P. | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP MANAGEMENT SERVICES LIMITED | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP NOMINEE HOLDER LIMITED | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP NORTH AMERICAN PRIVATE EQUITY FUND I GP S.A R.L. | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP NORTH AMERICAN PRIVATE EQUITY FUND I GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP PRIVATE EQUITY 2007 FUND GP LP | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP SAUDI ARABIA FINANCIAL INVESTMENTS CO. | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP STRATEGIC CAPITAL PARTNERS GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP SUISSE AG | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP TECHNOLOGY FUND IV GP LP | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP TECHNOLOGY FUND V GP LIMITED PARTNERSHIP | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP TECHNOLOGY FUND V GP S.A R.L. | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP TECHNOLOGY SECONDARY FUND 2018 GP, LP | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP UTA ZENITH G.P. | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP UTA ZENITH II G.P. | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2022 | Mar 28, 2023 | $7.8B | $7.8B | 19 | 10 | 0 | 20 | $7.9B |
| 2021 | Mar 30, 2022 | $7.1B | $7.1B | 22 | 10 | 0 | 19 | $7.3B |
| 2020 | Mar 31, 2021 | $5.9B | $5.9B | 20 | 10 | 0 | 15 | $5.9B |
| 2019 | Feb 28, 2020 | $4.9B | $4.9B | 17 | 9 | 0 | 12 | $4.9B |
| 2018 | Mar 28, 2019 | $4.0B | $4.0B | 16 | 7 | 0 | 10 | $4.1B |
| 2017 | Feb 28, 2018 | $3.3B | $3.3B | 14 | 7 | 1 | 10 | $3.6B |
| 2016 | Mar 30, 2017 | $3.6B | $3.6B | 9 | 7 | n/a | 10 | $3.7B |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2022 | $7.8B | $7.1B | 9.1% | $4.9B | 17.0% | 19 | 22 | 0 | 0 |