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CRD 165140
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| JAMESTOWN CLO VI LTD. | Securitized Asset Fund | $751M | Mar 20, 2018 | 0 | Jun 26, 2015 | dropped | n/a |
| JAMESTOWN CLO VI-R LTD | Securitized Asset Fund | $697M | Sep 28, 2023 | 1 | Sep 25, 2018 | dropped | n/a |
| JAMESTOWN CLO X LTD. | Securitized Asset Fund | $591M | Sep 21, 2021 | 0 | Sep 25, 2018 | dropped | n/a |
| JAMESTOWN CLO VIII LTD | Securitized Asset Fund | $505M | Jun 26, 2020 | 0 | Jun 28, 2016 | dropped | n/a |
| MARBLE POINT CLO XXIV LTD. | Securitized Asset Fund | $497M | Dec 2, 2024 | 2 | Mar 30, 2022 | reported | n/a |
| MARBLE POINT CLO XXIII LTD. | Securitized Asset Fund | $496M | Dec 2, 2024 | 7 | Mar 30, 2022 | reported | n/a |
| MARBLE POINT CLO XVIII LTD. | Securitized Asset Fund | $495M | Dec 2, 2024 | 5 | Mar 31, 2021 | reported | n/a |
| MARBLE POINT CLO XVI LTD. | Securitized Asset Fund | $494M | Dec 2, 2024 | 2 | Feb 28, 2020 | reported | n/a |
| JAMESTOWN CLO XIV LTD. | Securitized Asset Fund | $484M | Dec 2, 2024 | 2 | Sep 25, 2020 | reported | n/a |
| JAMESTOWN CLO XII LTD. | Securitized Asset Fund | $446M | Dec 2, 2024 | 3 | Sep 23, 2019 | reported | n/a |
| JAMESTOWN CLO XV LTD. | Securitized Asset Fund | $425M | Dec 2, 2024 | 2 | Sep 25, 2020 | reported | n/a |
| MARBLE POINT CLO XII LTD. | Securitized Asset Fund | $417M | Dec 2, 2024 | 2 | Mar 28, 2019 | reported | n/a |
| FRASER SULLIVAN CLO VI LTD | Securitized Asset Fund | $403M | Nov 10, 2014 | 0 | Nov 2, 2012 | dropped | n/a |
| HARVEST US CLO 2024-1 LTD. | Securitized Asset Fund | $401M | Dec 2, 2024 | 3 | Sep 28, 2023 | reported | n/a |
| HARVEST US CLO 2023-1, LTD. | Securitized Asset Fund | $400M | Dec 2, 2024 | 3 | Sep 26, 2022 | reported | n/a |
| MARBLE POINT CLO XXV LTD. | Securitized Asset Fund | $400M | Dec 2, 2024 | 4 | Mar 28, 2023 | reported | n/a |
| JAMESTOWN CLO IX LTD | Securitized Asset Fund | $400M | Dec 2, 2024 | 3 | Mar 3, 2017 | reported | n/a |
| JAMESTOWN CLO XVIII LTD | Securitized Asset Fund | $398M | Dec 2, 2024 | 1 | Sep 26, 2022 | reported | n/a |
| MARBLE POINT CLO XVII LTD. | Securitized Asset Fund | $398M | Dec 2, 2024 | 3 | Mar 31, 2021 | reported | n/a |
| MARBLE POINT CLO XIX LTD. | Securitized Asset Fund | $397M | Dec 2, 2024 | 2 | Mar 31, 2021 | reported | n/a |
| MARBLE POINT CLO XX LTD. | Securitized Asset Fund | $397M | Dec 2, 2024 | 4 | Mar 31, 2021 | reported | n/a |
| JAMESTOWN CLO XVI LTD | Securitized Asset Fund | $397M | Dec 2, 2024 | 2 | Sep 21, 2021 | reported | n/a |
| MARBLE POINT CLO XXI LTD. | Securitized Asset Fund | $396M | Dec 2, 2024 | 4 | Mar 30, 2022 | reported | n/a |
| JAMESTOWN CLO VII LTD | Securitized Asset Fund | $395M | May 7, 2021 | 0 | Dec 1, 2015 | dropped | n/a |
| MARBLE POINT CLO XXII LTD. | Securitized Asset Fund | $393M | Dec 2, 2024 | 4 | Mar 30, 2022 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CP HOLDINGS LTD. | Shareholder | E | yes | 08/2005 | Mar 3, 2017 | Dec 2, 2024 |
| GEIS, COREY, SCOTT | PORTFOLIO MANAGER; HEAD OF TRADING AND CAPITAL MARKETS | Na | yes | 01/2023 | Feb 6, 2023 | Dec 2, 2024 |
| IESIP HOLDINGS LTD | Shareholder | E | yes | 12/2020 | May 7, 2021 | Dec 2, 2024 |
| IESIP INVESTMENTS SPC LTD | Shareholder | C | yes | 12/2020 | May 7, 2021 | Dec 2, 2024 |
| INVESTCORP HOLDINGS LTD. | Shareholder | E | yes | 08/2005 | Mar 3, 2017 | Dec 2, 2024 |
| INVESTCORP INTERNATIONAL HOLDINGS INC. | Shareholder | E | yes | 06/2023 | Mar 3, 2017 | Dec 2, 2024 |
| INVESTCORP S.A. | Shareholder | E | yes | 08/2005 | Mar 3, 2017 | Dec 2, 2024 |
| IVC CREDIT MANAGEMENT FINANCING, LLC | MANAGING MEMBER | E | yes | 06/2023 | Jun 29, 2023 | Dec 2, 2024 |
| SHANDELL, THOMAS, HICKEN | HEAD OF U.S. COLLATERALIZED LOAN OBLIGATIONS AND BROADLY SYNDICATED LOANS | Na | yes | 01/2023 | Feb 6, 2023 | Dec 2, 2024 |
| SIPCO HOLDINGS LIMITED | Shareholder | E | yes | 06/2023 | Mar 3, 2017 | Dec 2, 2024 |
| SIPCO LTD. | Shareholder | E | yes | 08/2005 | Mar 3, 2017 | Dec 2, 2024 |
| SMITH, EDWARD, BUTTERWORTH | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | Na | yes | 01/2023 | Feb 6, 2023 | Dec 2, 2024 |
| TSIN, WALTER, P | CHIEF FINANCIAL OFFICER | Na | yes | 05/2024 | Sep 27, 2024 | Dec 2, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| INVESTCORP INVESTMENT ADVISERS LLC | n/a | Asset manager | $5.5B | N | yes | n/a |
| INVESTCORP CORSAIR INFRASTRUCTURE PARTNERS, L.P. | n/a | Asset manager | $5.2B | N | yes | n/a |
| INVESTCORP INVESTMENT SOLUTIONS LLC | n/a | Institutional manager | $2.8B | N | yes | n/a |
| INVESTCORP ABSOLUTE RETURN INVESTMENTS LLC | n/a | Other adviser | $1.1B | N | no | n/a |
| CM INVESTMENT PARTNERS LLC | n/a | Asset manager | $444M | Y | yes | n/a |
| INVESTCORP SECURITIES LIMITED | n/a | Former SEC adviser | $255M | N | yes | n/a |
| ICM NOMINEES HOLDING LIMITED | n/a | n/a | n/a | N | yes | n/a |
| ICM SENIOR LOAN FUND CORPORATION | n/a | n/a | n/a | Y | yes | n/a |
| INVESTCORP (ABU DHABI) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP ASIA FINANCIAL SERVICES PTE LTD. | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP ASSET ADVISORY SERVICES LIMITED | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP CORPORATE SERVICES LIMITED | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP CREDIT MANAGEMENT EU LIMITED | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP FINANCIAL SERVICES B.S.C.(C) | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP FUND MANAGEMENT SERVICES LIMITED | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP GULF INVESTMENTS B.S.C.(C) | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP INDIA ASSET MANAGERS PRIVATE LIMITED | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP INVESTMENT MANAGERS INDIA LLP | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP JAPAN, LLC | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP MALTA LIMITED | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP MANAGEMENT HOLDINGS, L.P. | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP PRIVATE EQUITY 2007 FUND GP LP | n/a | n/a | n/a | N | yes | n/a |
| INVESTCORP SAUDI ARABIA FINANCIAL INVESTMENTS CO. | n/a | n/a | n/a | N | yes | n/a |
| MERCURY CAPITAL ADVISORS UNIPESSOAL, LDA | n/a | n/a | n/a | N | yes | n/a |
| MERCURY CAPITAL ADVISORS, LLC | n/a | n/a | n/a | N | yes | n/a |
| MERCURY CAPITAL ADVISORS, LLP | n/a | n/a | n/a | N | yes | n/a |
| N.A. INVESTCORP LLC | n/a | n/a | n/a | N | yes | n/a |
| TAGES CAPITAL LLP | n/a | n/a | n/a | N | yes | n/a |
| TAGES CAPITAL SGR S.P.A. | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Apr 8, 2025 | $12B | $12B | 29 | 17 | 0 | 32 | n/a |
| 2023 | Sep 28, 2023 | $12B | $12B | 30 | 17 | 0 | 32 | $12B |
| 2022 | Sep 26, 2022 | $4.8B | $4.8B | 18 | 12 | 0 | 12 | $4.9B |
| 2021 | Sep 21, 2021 | $4.7B | $4.7B | 20 | 13 | 0 | 11 | $4.7B |
| 2020 | Sep 25, 2020 | $5.0B | $5.0B | 21 | 14 | 0 | 12 | $5.0B |
| 2019 | Sep 23, 2019 | $5.1B | $5.1B | 18 | 10 | 1 | 11 | $5.0B |
| 2018 | Sep 25, 2018 | $5.1B | $5.1B | 18 | 10 | 1 | 12 | $5.0B |
| 2017 | May 30, 2017 | $5.3B | $5.3B | 16 | 8 | n/a | 14 | $4.9B |
| 2016 | Jun 28, 2016 | $5.5B | $5.5B | 18 | 9 | n/a | 15 | $5.5B |
| 2015 | Jun 26, 2015 | $4.9B | $4.9B | 16 | 8 | n/a | 13 | $4.9B |
| 2014 | Jun 27, 2014 | $3.8B | $3.8B | 14 | 6 | n/a | 11 | $3.8B |
| 2013 | Jun 27, 2013 | $3.1B | $3.1B | 13 | 6 | n/a | 9 | $3.1B |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $12B | $12B | -4.4% | $4.7B | 34.6% | 25 | 30 | 0 | 0 |