DFX Intelligence

F•••••••• A•••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

F•••••••• A•••• P•••••••

Advisor at E••••••••• A•••••••• L••

FRANKLIN, TN

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Search this name across graphsid dfx:ria:85ba97ef-9ca2-ff33-db8c-175474f19f06

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jun 19, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 13, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••••• A•••••••• L••	Independent wealth	Jan 25, 2024	n/a	yes	FRANKLIN, TN	Current employment
O••••• I••••••••• A••••••• L••	Independent wealth	Jun 28, 2022	Nov 7, 2023	no	Franklin, TN\|SARASOTA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••• S••••• A•••••••• L••	O••••• I••••••••• A••••••• L••	Mar 29, 2024	Jun 28, 2022	-640	Firm change after gap	Other
O••••• I••••••••• A••••••• L••	E••••••••• A•••••••• L••	Nov 7, 2023	Jan 25, 2024

Relationships

Registered with (6)

→ E••••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 25, 2024 to presentfactForm ADV
→ T••• S••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 20, 2021 to Mar 29, 2024factForm ADV
→ O••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 28, 2022 to Nov 7, 2023factForm ADV
→ T••••• S••••••••• I•••Registered adviser

Dated events

Occurred
Mar 29, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:85ba97ef-9ca2-ff33-db8c-175474f19f06
First observed: Jun 19, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.