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R••• A•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

R••• A•••• M•••••

Advisor at W••••••••• A•••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:6b21f14d-d54d-a104-f667-e5cf1b8649ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 2
On other graphs: 0
Observed: Aug 1, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jun 7, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 11

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A•••••••• L••	Institutional manager	Jul 10, 2023	n/a	yes	NEW YORK, NY	Current employment
A•••••• S••••• C••••••	Asset manager	Mar 2, 2023	Apr 3, 2023	no	NEWARK, NJ\|BERKELEY, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• S••••• C••••••	W••••••••• A•••••••• L••	Apr 3, 2023	Jul 10, 2023	98	Firm change	Other
P••••••••	A•••••• S••••• C••••••	Jan 27, 2022	Jan 23, 2022

Relationships

Registered with (11)

→ W••••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 10, 2023 to presentfactForm ADV
→ A•••••• S••••• C••••••Registered adviserregistration: previous registration
Mar 2, 2023 to Apr 3, 2023factForm ADV
→ P••••••••Registered adviserregistration: previous registration
Mar 24, 2021 to Jan 27, 2022factForm ADV
→ C••••••••• C•••••• I•••

Dated events

Occurred
Apr 3, 2023
Advisor changed firm
R••• A•••• M••••• left A•••••• S••••• C•••••• for W••••••••• A•••••••• L•• (registered 2023-07-10)
Form ADVobserved 7 days ago
Occurred
Jan 27, 2022
Advisor changed firm
R••• A•••• M••••• left Pathstone for A•••••• S••••• C•••••• (registered 2022-01-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b21f14d-d54d-a104-f667-e5cf1b8649ab
First observed: Aug 1, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.