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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

BRANDON C. PHELPS

Advisor at STRATEGIC ADVISERS LLC

GOLD CANYON, AZ

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Search this name across graphsid dfx:ria:6b28266f-237b-1b32-d695-4022fa8a6770

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 16, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 16, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 3, 2025
First registration: Jan 16, 2008
Dual registered: yes, broker-dealer
Other names: BRANDON CHRISTOPHER PHELPS|Brandon Phelps
IAPD individual key: 5422821

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	GOLD CANYON, AZ	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Feb 4, 2025	Mar 31, 2025	no	GOLD CANYON, AZ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 20, 2018	Oct 5, 2023	no	HARTFORD, CT\|HARTFORD, CT\|NEW HAVEN, CT\|HARTFORD, CT\|NEW HAVEN, CT\|HARTFORD, CT\|HARTFORD, CT	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 3, 2014	Apr 17, 2018	no	MELVILLE, NY\|EAST HARTFORD, CT\|EAST HARTFORD, CT\|BLOOMFIELD, CT\|BLOOMFIELD, CT	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 16, 2008	Mar 11, 2008	no	Glastonbury, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Oct 5, 2023	Feb 4, 2025	488	Firm change after gap	Wirehouse to ibd
WELLS FARGO ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 17, 2018	Aug 20, 2018	125	Firm change	Wirehouse to wirehouse
AMERIPRISE FINANCIAL SERVICES, LLC	WELLS FARGO ADVISORS	Mar 11, 2008	Feb 3, 2014	2,155	Firm change after gap	Ibd to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:288590:CT:2023-10-05	Oct 5, 2023	Feb 4, 2025	HARTFORD, CT	Firm change after gap

Relationships

Registered with (5)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Feb 4, 2025 to Mar 31, 2025factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 20, 2018 to Oct 5, 2023factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 3, 2014 to Apr 17, 2018factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 16, 2008 to Mar 11, 2008factForm ADV

Dated events

Occurred
Oct 5, 2023
Advisor changed firm
Brandon C. Phelps left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Fidelity Personal And Workplace Advisors (registered 2025-02-04)
Form ADVobserved 4 days ago