DFX Intelligence
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Reading the graph
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Advisor at R••••••••• W••••• M••••••••• L••
Slatington, PA | BETHLEHEM, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R••••••••• W••••• M••••••••• L•• | State registered | Mar 18, 2016 | n/a | yes | BETHLEHEM, PA|Slatington, PA | Current employment |
| M••••••• F•••••••• G••••• I••• | Former SEC adviser | Apr 23, 2012 | Apr 17, 2014 | no | ROCKVILLE, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•• S••••••••• C••••••••• | S•••••••• W••••• A••••••• G•••• | Jul 19, 2022 | Sep 26, 2008 | -5,044 | Firm change after gap | Other |
| M••••••• F•••••••• G••••• I••• | R••••••••• W••••• M••••••••• L•• | Apr 17, 2014 | Mar 18, 2016 |
| S•••••••• W••••• A••••••• G•••• | Former SEC adviser | Sep 26, 2008 | Apr 1, 2009 | no | BETHLEHEM, PA | Previous registration |
| F•• S••••••••• C••••••••• | Former SEC adviser | Jun 25, 2004 | Jul 19, 2022 | no | BETHELEM, PA|BETHLEHEM, PA|MACUNGIE, PA|MACUNGIE, PA | Previous registration |
| 701 |
| Firm change after gap |
| Other |
| S•••••••• W••••• A••••••• G•••• | M••••••• F•••••••• G••••• I••• | Apr 1, 2009 | Apr 23, 2012 | 1,118 | Firm change after gap | Other |