RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• T••• R••••
- R••••••••• W••••• M••••••••• L•• state registered currentsince Mar 18, 2016 · Bethlehem, Pa
- M••••••• F•••••••• G••••• I••• formerApr 23, 2012 to Apr 17, 2014 · Rockville, Md
- S•••••••• W••••• A••••••• G•••• formerSep 26, 2008 to Apr 1, 2009 · Bethlehem, Pa
- F•• S••••••••• C••••••••• formerJun 25, 2004 to Jul 19, 2022 · Bethelem, Pa
- F•• S••••••••• C••••••••• to S•••••••• W••••• A••••••• G••••left Jul 19, 2022, registered Sep 26, 2008 (-5044 days) · Other
- M••••••• F•••••••• G••••• I••• to R••••••••• W••••• M••••••••• L••left Apr 17, 2014, registered Mar 18, 2016 (701 days) · Other
- S•••••••• W••••• A••••••• G•••• to M••••••• F•••••••• G••••• I•••left Apr 1, 2009, registered Apr 23, 2012 (1118 days) · Other
- A•••• T••• R•••• left F•• S••••••••• C••••••••• for S•••••••• W••••• A••••••• G•••• (registered 2008-09-26)Jul 19, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address