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C••••• W•••••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

C••••• W•••••••• S•••••

Advisor at P••••••• P•••••• W•••••• L••

P•••••••, CA

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Search this name across graphsid dfx:ria:6b594388-5816-fa14-6c23-ee08b1f2a25e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 26, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• P•••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• P•••••• W•••••• L••	Independent wealth	Feb 4, 2026	n/a	yes	P•••••••, CA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Apr 26, 2023	Feb 2, 2026	no	LOS ANGELES, CA\|LOS ANGELES, CA\|NEW YORK, NY\|LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	P••••••• P•••••• W•••••• L••	Feb 2, 2026	Feb 4, 2026	2	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ P••••••• P•••••• W•••••• L••Registered adviserregistration: current employment
Feb 4, 2026 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 26, 2023 to Feb 2, 2026factForm ADV

Dated events

Occurred
Feb 2, 2026
Advisor changed firm
C••••• W•••••••• S••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for P••••••• P•••••• W•••••• L•• (registered 2026-02-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b594388-5816-fa14-6c23-ee08b1f2a25e
First observed: Apr 26, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.